Volume 12 Issue 2 (2014)
DOI:10.1349/PS1.1537-0852.A.446
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Locative-related Roles and the Argument-Adjunct Distinction in
BalineseI Wayan Arka
The Australian National University/Universitas Udayana
This paper uses the realisation of locative-related roles in
Balinese to show that there is no clear-cut distinction between arguments and
adjuncts, supporting the gradient nature of grammatical functions (cf. Croft
2001; Langacker 1987; Aarts 2007). It argues that argumenthood is not wholly a
property of a lexical head predicate and that a purely lexically based
projectionist approach to syntactic argument structures cannot be maintained. It
also explores the effect that the interplay between relevant properties of
locatives has on their recruitability as arguments, and a novel argument-index
analysis is proposed as a means to distinguish adjuncts from arguments. The
analysis makes use of both general and language-specific morphosyntactic and
morphosemantic tests.
Investigation of locative-related roles reveals that certain
properties determine their status in the argument-adjunct continuum: thematic,
individuated and animate locatives are more argument-like than non-thematic,
inanimate and general deictic locatives (in line with Kittilä 2007, 2008;
Peterson 2007). Interplay between these properties is shown to affect argument
recruitment in Balinese, based on the value of the argument index for a given
locative-related role. More generally, there also is evidence that languages
vary in whether they allow true adjuncts to be recruited as arguments at
all. 1.
Introduction[1]This paper discusses the distinction between arguments and
adjuncts in Balinese (Austronesian, 3 million speakers, spoken mainly in Bali,
Indonesia), focussing on the realisations of locative-related roles. While Balinese is in general well-studied (Artawa 1994; Clynes 1995; Arka 2003), issues associated with argument-adjunct distinction have not been investigated in any considerable depth in previous studies of this language. The findings
reported in this paper reveal some progress in our understanding of the
argument-adjunct distinction in Balinese, as well as confirmation of the nature
and known complexity of variables involved in determining grammatical relations,
in particular animacy, specificity and individuation (Silverstein 1976; Comrie
1989; Kittilä 2008, among others). Locative-related roles in Balinese are of special interest because they
can be realised in a variety of syntactic functions; as arguments (subject,
object, and oblique), as well as adjuncts. Balinese has voice and applicative
alternations, which provide an opportunity to observe which properties are
involved when locative alternations are either permitted or prohibited in
specific instances. In addition, Balinese allows multiple locatives in a single
clause. This gives an interesting insight into the competition between NPs with
identical semantic roles in syntactic argument mapping, an area not well
explored in the previous research into the argument-adjunct distinction. These
questions are discussed in detail in this paper. The claim verified in this paper is that locative-related expressions in
different functions provide evidence for the gradient nature of argumenthood
(Langacker 1987; Aarts 2007). On the basis of argument index calculation –
a simple, novel means to assess argument status that is further discussed in
section 3 – it is shown that there is no clear-cut argument-adjunct
distinction. As an argument type close to adjuncts, obliques show mixed
characteristics in Balinese. Obliques appear argument-like on the basis of their
general properties of argument-structure, whereas on the basis of
language-specific behavioural properties, obliques appear adjunct-like. Role
thematicity (thematic vs. non-thematic) crosscuts the argument-adjunct
distinction, giving rise to different types of arguments and adjuncts. It is
shown that thematic adjuncts are more recruitable as arguments than non-thematic
adjuncts. The semantic and spatial properties of animacy, relative specificity,
individuation and deixis are also important: locatives expressing general space
or spatial (deictic) relators or spatial frames, e.g. samping ‘side
of’ and beten ‘down’, are real adjuncts and as such not
recruitable as arguments, while animate locatives are recruitable as arguments.
The implication of this study for linguistic theory is that, while it is useful to distinguish arguments (subject, object, obliques) from adjuncts, the two categories are not to be taken as discrete, and that for language-specific purposes, one might have more fine-grained categories, capturing intermediate positions such as semi-core and semi-obliques/semi-adjuncts. In addition, given
that properties such as specificity and animacy may come from syntactic
dependents (i.e. they are not always entailed by head predicates), the
argument-adjunct status of an XP dependent cannot always be determined by the
lexical properties of the head. The distinction is ultimately determined by the
interaction of these properties with the properties of the XP dependent. Thus, a
purely lexically based projectionist approach to syntactic argument structures
cannot be maintained. The paper is organised as follows. After an overview of Balinese
morphosyntax in section 2, the method of assessing argument status is outlined
in section 3. This is followed by the presentation of the main data in section
4, showing the patterns of different realisations of locatives in Balinese and
highlighting an array of the underlying semantic-grammatical variables at work.
Section 5 provides discussions, addressing the gradient nature of the
argument-adjunct distinction and its implication in the conception of syntactic
classes and related descriptive-theoretical issues. Final remarks in section 6
highlight the contribution of the present paper and outlines remaining issues
for future research. 2.
Balinese Morphosyntax in BriefBalinese is an SVO language. The default order exemplified
in (1a) shows the subject NP (which is also the default topic) in
sentence-initial position. Different word order, often accompanied by a different intonation pattern, marks different information structure. The verb (and its
object) can be fronted to a clause-external focus position. The fronted element
is also given stress, followed by a pause (indicated by a //) in (1b-c). Example
(1b) shows the fronting of VO whereas example (1c), the fronting of the verb
only. The structures in both cases are pragmatically marked with the VO and the
V being contrastively focussed, as indicated by the free translation in English.
(1a) | Tiang | ng-adol | tanah | (SVO) | (Actor Voice, default) |
| 1 | AV-sell | land |
|
|
| ‘I sold (my) land.’ |
(1b) | Ng-adol | tanah // | tiang | (VOS) | (pragmatically marked) |
| AV-sell | land | 1 |
|
|
| ‘Selling (my) land was what I did.’ |
(1c) | Ng-adol // | tiang | tanah | (VSO) | (pragmatically marked) |
| AV-sell | 1 | land |
|
|
| ‘I SOLD, not bought, land.’ |
Balinese shows a well-defined notion of a surface
grammatical subject (SUBJ) with evidence coming from properties such as
preverbal position, exclusive access to relativisation, raising, control, and
fronting as a question word (see Arka 2003 for details). The grammar of Balinese also accommodates an explicitly definable
distinction between direct core (subject and object) arguments, henceforth
‘core’ arguments, and obliques. Core arguments are characterised by
properties such as the ability to launch quantifier float, the ability to
provide an antecedent for a resumptive pronoun, the ability to control depictive
predicates (with some qualifications), and the ability to be the understood
(Actor) argument of imperatives (Arka 2003: chapter 3). These properties are
further discussed in section 3 below in relation to argument indexing to
determine the argument/adjunct status of locatives. Of particular significance in the discussion of the argument-adjunct
distinction is voice alternation and applicativisation. These related processes
provide a test to assess the nature of oblique-adjunct distinction. The crucial point is that a voice type selects a core argument as grammatical subject. An
oblique or non-argument is not selectable, and therefore must be promoted first
to core status by means of applicativisation. As shall be demonstrated later,
locatives are of different kinds and show different degrees of recruitability as
arguments, hence providing an insight into their degree of
argumenthood/adjuncthood and the nature of the
distinction.[2] Voice alternations in Balinese include AV (actor voice), UV (undergoer
voice), PASS (passive) and MID (middle); each is exemplified in (2) with the
same verb root diman ‘kiss’. A specific voice selects which
argument is chosen as Subject. The actor voice (AV) selects A as Subject (2a).
As in other Austronesian languages of western Indonesia, Balinese has an UV
structure (2b) where the patient (P) is subject but the actor (A) remains a core
argument. Thus, AV-UV alternation does not alter syntactic transitivity; i.e. a UV alternation is not equivalent to passivisation.[3] Note that Balinese
has its own passive, where the Argument is an oblique, prepositionally marked by
teken ‘by’ in (2c). (2a) | Tiang | niman | Nyoman. | Actor Voice (AV): A=SUBJ A & P are core arguments |
| 1 | AV.kiss | Nyoman |
| ‘I kissed Nyoman.’ |
(2b) | Nyoman | diman | tiang. | Undergoer Voice (UV): P=SUBJ A & P are core arguments |
| Nyoman | UV.kiss | 1 |
| ‘Nyoman, I kissed.’ |
(2c) | Tiang | diman-a | teken | Nyoman | Passive Voice (PASS): P=SUBJ A is Oblique |
| 1 | kiss-PASS | by | Nyoman |
| ‘I was kissed by Nyoman’ |
(2d) | Nyoman | ajak | tiang | ma-diman. | Middle Voice (MID): A&P=SUBJ |
| Nyoman | and | 1 | MID-kiss |
| ‘Nyoman and I kissed each other.’ |
There are two applicative suffixes in Balinese, -ang
and -in, shown in Table 1 and exemplified in (4)-(8). They are each
associated with different roles. For the discussion of locative-related roles
herein, we are only concerned with -in; see Arka (2003:195-202) for a
complete discussion of applicatives in Balinese. As seen, Table 1 shows that the
same suffix -in is used for source/goal/locative roles in Balinese. A
wide sense of the term ‘locative’ is sometime used in this paper to
include ‘goal’ and ‘source’. That is, conceptually, the notion of location is part of the interpretation of goal/source (cf. Jackendoff 1990); the end point of a goal path, or the departure point of a source path, is a location. Base | Suff. | Applicative types | Derived argument structures | Intransitive | -ang | Ben, Th | Transitive (i.e. two terms) <[base actor], [appl.arg]> | -in | Loc | Transitive | -ang | Ben, Recipient | Ditransitive (i.e. three terms): <[base.actor], [appl.arg], [base.non.actor]> |
|
| Instr | three-place transitive (i.e. two terms and one non-term): <<[base.actor],
[appl.arg]><[base.non.actor]>> |
| -in | Source/Goal/Loc | ditransitive (i.e. three terms): <[base.actor], [appl.arg], [base.non.actor]> |
Table 1: A-str
alternations in Balinese applicativisation The -ang examples are given in (3)-(5) and the -in
examples are given in (6)-(8). Each of the examples is given in pairs with
(a) showing the non-applicative structure and (b) the applicative
counterpart. (3a) | Ia | meli | nasi | (bang=a | Nyoman) |
| 3 | AV.buy | rice | UV.give=3 | Nyoman |
| ‘(S)he bought rice (for Nyoman).’ |
(3b) | Ia | meli-ang | Nyoman | nasi. | (Ben. appl.) |
| 3 | AV.buy-APPL | Nyoman | rice |
|
| ‘(S)he bought Nyoman rice’ |
(4a) | Ia | manteg | panak-ne | teken | buku | ento. |
| 3 | AV.throw | child-3POSS | with | book | that |
| ‘(S)he pelted his/her child with the book’ |
(4b) | Ia | manteg-ang | buku | ento | sig | panak-ne. | (Instr. appl.) |
| 3 | AV.throw-APPL | book | that | at | child-3POSS |
|
| ‘(S)he threw the book at his/her child’ |
(5a) | Ia | demen | teken | Nyoman |
| 3 | happy | with | Nyoman |
| ‘(S)he likes Nyoman’ |
(5b) | Nyoman | demen-ang=a . | (Stim. appl.) |
| Nyoman | UV.happy-APPL=3 |
|
| ‘(S)he likes/loves NYOMAN’ |
(6a) | Ia | meli | baas | (sig | dagang-e | ento). |
| 3 | AV.buy | rice | at | trader-DEF | that |
| ‘(S)he bought rice from the trader’ |
(6b) | Ia | meli-nin | dagang-e | ento | baas | (Source appl.) |
| 3 | AV.buy-APPL | trader-DEF | that | rice |
|
| ‘(S)he bought rice from the trader’ |
(7a) | Ia | mempen | klambi-ne | di | tas-e. |
| 3 | AV.place | shirt-3POSS | in | bag-DEF |
| ‘(S)he placed his/her shirt in the bag’ |
(7b) | Ia | mempen-in | tas-e | klambi. | (Loc appl.) |
| 3 | AV.place-APPL | bag-DEF | shirt |
|
| ‘(S)he placed shirts in the bag’ |
(8a) | Tiang | ngadep | siap | sig | anak-e | ento |
| 1 | AV.sell | chicken | to | person-DEF | that |
| ‘I sold a chicken to the person.’ |
(8b) | Anak-e | ento | adep-in | tiang | siap. | (Goal appl.) |
| person-DEF | that | UV.sell-APPL | 1 | chicken |
|
| ‘To the person, I sold a chicken.’ |
An important point to note from the applicativisation is the
status of the introduced or applied argument. There is good evidence, e.g. from
reflexive or quantifier binding (Arka 2003: chapters 6 and 7), to support the
analysis that the applied (locative) argument is in the second position in the
argument structure list. It is shown in bold in the representation in the last
column in Table 1. Being in the second position after the actor, the applied
argument is linked to object in the actor voice (AV), and linked to subject in
the undergoer voice (UV). When the outcome of the applicativisation is a
ditransitive structure, the applied argument becomes the first object of the AV
structure. This is exemplified by the beneficiary argument in (3), which is
realised as OBJ1 immediately after the verb. The linking can be informally
schematised as (9). (9) | meli-ang ‘AV.buy-APPL | <agt , ben , th>’ |
| | SUBJ OBJ1 OBJ2 |
Note that the underlying theme, being the third in the list,
becomes the second object, structurally immediately following the first object.
This is observed in the (b) sentences in (3), (6) and (7). It should be noted as
well that the applied argument in the second position after the actor in the
argument structure list typically outranks the theme for the linking to subject
in the UV. This is exemplified in (8b), in which case the actor tiang
‘I’ (1.sg) remains highly prominent syntactically (i.e. a core
argument, not an oblique). In short, this structure consists of three core
arguments with the applied argument functioning grammatically as subject and the
underlying actor and theme core arguments remaining. Before discussing how applicative alternations apply or do not apply to
locative-related roles with different degrees of argument status, the notion of
argument index must first be discussed. 3.
Argument Index3.1. Argument index and
syntactic classesTo decide whether a locative is an argument or an adjunct, I
adopt a simple methodology called ‘argument index’, building on Arka
(2005). An argument index is an index that indicates the extent to which a
syntactic unit can be classified as an argument or an adjunct. The index
calculation is based on a range of general properties (e.g. subcategorisation
and obligatoriness) and language-specific properties (e.g. marking and
quantifier float); see Appendix for the full list. The index is the proportion
of argument properties that are satisfied by the dependents of a verb. Its value
ranges from 1.00 (definitely a core argument) to 0.00 (definitely an adjunct).
As an illustration, the calculation of the argument index of the passive
sentence in Balinese in (2c) is given here. The agent argument of the passive
satisfies four out of fourteen argument-related properties (listed in Appendix
1): being subcategorised, being related to event participant (i.e. thematic),
not modifying the head predicate and possibly undergoing a core alternation;
hence it has an argument index of 0.29 (i.e. 4/14).
Previous research on Balinese (Arka 2003, 2005) and the current investigation of locatives reported in this paper reveal that argument index values are in descending order from subject to adjunct. This might have been
expected on the conception that syntactic functions form a hierarchy (see
footnote 9) with subject being definitely a core argument and that the
boundaries between lower-end functions, e.g. between object and obliques or
between obliques and adjuncts, are not always clear-cut. The argument index values provide a clear picture of the gradient nature of the argument-adjunct dichotomy. This is shown in Figure 1. Note that any index analysis must be done
in combination with the traditional description showing (language-specific)
evidence for argument/adjunct properties. The novel aspect of this argument
index is its general utility in language description, for comparative purposes.
It enables us to decide with confidence the syntactic status of a clausal
dependent in a given structure and in a given language, e.g. whether it is an
object, an oblique or an adjunct, especially in problematic
cases.[4] For example, there has been
significant work on the Balinese voice system (and similar Indonesian-type
systems in other Austronesian languages), with a debate whether UV should be
treated as a kind of passive or not. The answer to this hinges on the status of
the underlying actor, whether it is an oblique/adjunct or not. The proposed
argument index has provided us with a simple tool to settle it for good: the A
of the UV structure is, as seen in Figure 1, definitely a core argument, with an
index far higher than an Oblique/adjunct, even higher than the T (OBJ2) of a
ditransitive structure. It cannot therefore be treated as a passive. Figure
1: Argument index values and their syntactic classes in
Balinese[5][6] The horizontal dotted lines represent approximate fuzzy
borders demarcating traditional categories of direct core arguments, obliques
and adjuncts. Argument index calculations show that core argument instances in Balinese have index values of over 0.60, and obliques, of around 0.20–0.40. In this paper we are only concerned with the oblique
argument-adjunct distinction.[7] We
are interested in instances of locatives with argument index values ranging from
0.00 (absolutely adjuncts) to borderline oblique cases; i.e. those that fall
into the upper space of the adjunct category, here dubbed
‘oblique-adjuncts’ for convenience. To facilitate the discussion,
argument index values are included in the relevant examples throughout the
paper. 4.
Locative-related Expressions in Balinese and Relevant Properties4.1. Why
locatives?Locatives and locative-related roles (goal and source) are
of interest in the investigation of argument-adjunct distinction for the
following reasons. To begin with, they are marked by the same applicative
marker. Given their interaction with voice alternations in Balinese, a
locative-related dependent can potentially appear in almost all grammatical
functions (subject, object, oblique and adjunct). Their alternations and
associated constraints therefore provide clues about the nature of
argument-adjunct distinction, and information about the properties involved in
it. For example, the goal gua ‘cave’ of the verb celep
‘go (into)’, underlined in (10), can appear as an oblique of the
intransitive middle verb macelep ‘go’ in (a), object of the
AV transitive applicative nyelepin ‘go’ in (b), and subject
of the UV applicative celepin ‘go’ in (c). (10a) | Tiang | ma-celep | [ka | gua-ne] | (PP-OBL; 0.19) |
| 1 | MID-go.into | to | cave-DEF |
|
| ‘I went into the cave.’ |
(10b) | Tiang | nyelep-in | [gua-ne] | (NP-OBJ; 0.83) |
| 1 | AV.go.into-APPL | cave-DEF |
|
| ‘I entered the cave.’ |
(10c) | [Gua-ne] | celep-in | tiang | (NP-SUBJ; 1.00) |
| cave-DEF | UV.go.into-APPL | 1 |
|
| ‘The cave, I entered.’ |
Note that the different grammatical realisations of the goal
gua-ne ‘the cave’ correlate with different argument index
values. Among the properties that make it a core argument/object in (10b) (with a high argument index of 0.83) are the verbal marking and the categorial realisation of the goal as an NP rather than a PP, its structural position immediately following the verb and its obligatoriness. For example, marking the goal as a PP
in (10b) would render the structure in (11) unacceptable: (11) | *Tiang | nyelep-in | [ka | gua-ne] |
| 1 | AV.go.into-APPL | to | cave-DEF |
| ‘I entered the cave.’ |
Evidence that the goal guane ‘the cave’ in (10c) is the grammatical subject comes, for example, from relativisation. Only the
grammatical subject can be relativised in Balinese, hence the contrast shown in
(12). As seen in this example, relativising the sentence initial goal NP in the
applicative structure is fine. In contrast, relativising the corresponding goal PP with the middle verb (i.e. non-applicative) is ungrammatical; compare (12b) with (10a). (12a) | [Gua-ne | ane | celep-in | tiang] | luwung. |
| cave-DEF | REL | UV.go.into-APPL | 1 | good |
| ‘The cave which I entered is good.’ |
(12b) | *[ka | gua-ne | ane | tiang | ma-celep] | luwung. |
| to | cave-DEF | REL | 1 | MID-go.into | good |
| FOR: ‘The cave which I entered is good.’ |
It should be noted that applicativisation and voice alternation have a semantic and pragmatic basis and affect transitivity. For
example, the same root celep is glossed as ‘go.into’. It appears with the middle prefix ma- (macelep) in (10b), in which case it is syntactically intransitive, translated as go in English. The same
verbal root appears with the applicative -in (celepin) in (10b-c),
giving rise to a transitive verb. Its equivalent in English as shown in the free
translation is ‘enter’. In addition, the goal in the
applicative sentence (10c) is the subject-topic. This is captured by the English
translation by using topicalisation. However, it should be noted that the
Balinese sentence is not a structure with a topicalised fronted object.
Sentences in (13) provide more examples of goal OBJ-OBL alternations:
sampine ‘the cow’ alternates between OBJ1 in (13a) and OBL in
(13b). It should be noted that the alternation is solely due to different kinds
of applicativisation (-ang vs. -in) because both sentences are in
actor voice. The -in applicative in the AV structure marks the goal as
object and -ang marks the displaced theme/instrument as object, cf. Table
1. (13a) | Pan | Nerti | ngentung-in | [sampin-ne] | padang | (NP-OBJ1; 0.92) |
| Pan | Nerti | AV.throw-APPL | cow-3sPOS | grass |
|
| ‘Pak Nerti threw his cowgrass.’ |
Secondly, the locative role is often regarded as being low in the thematic hierarchy. In fact, it is the lowest item in Bresnan’s thematic
hierarchy (Bresnan and Kanerva
1989).[8]
OBL and ADJUNCT are also at the lower end in the grammatical function hierarchy
(Bresnan
2001).[9]Given the basic principle of linking theories, which is essentially the harmonious mapping of items between different hierarchies, it is expected that locatives are aligned with obliques or adjuncts by default.
The possibility of different kinds of locatives of the same verb being
realised as an oblique or adjunct reflects the nature of the argument-adjunct
distinction. For example, different locative instances can appear with the verb
pules ‘sleep’ in (14). All of the underlined locatives of
pules ‘sleep’ are arguably adjuncts, as evidenced by their
being optional. In addition, the notion of sleeping, unlike
‘sitting’, does not necessarily require a location to sleep in. One
can sleep while standing. However, the potential argument status of these
different locatives is not the same, which is revealed by calculation of their
argument indices. The first two (dampare ‘the bench’ and umahne ‘his/her house’) appear to be closer to argument status than the last one (alase ‘the forest’). This is
supported by the fact that the first two locatives allow an applicative
alternation whereas the last one does not, as seen in
(14b).[10] (14a) | Tiang | pules | (di | dampar-e/ | di | umah-ne/ | di | alas-e) |
| 1 | sleep | at | bench-DEF | at | house-3POSS | in | forest-DEF |
|
|
| (0.15) |
| (0.07) |
| (0.00) |
|
| ‘I slept on the bench / at his/her house / in the
forest’ |
(14b) | Tiang | mules-in | dampar-e / | umah-ne / | ?*alas-e |
| 1 | AV.sleep-APPL | bench-DEF | house-3POSS | forest-DEF |
| ‘I slept on the bench / at his/her house / ?* in the
forest’ |
The point exemplified in (14) is that locative adjuncts do
not form a homogenous group and that it is possible for certain kinds of
locative adjunct to be recruited or promoted as a core argument (subject or
object). The referents of the three locatives in (14) differ in their spatial
size, which feeds into the notions of specificity, generality and affectedness.
A large, general space like ‘forest’ is harder to conceptualise as
being affected by the event of sleeping, and is therefore not typically
recruitable as an argument. As seen in (14b), the locative ‘forest’
is treated as a pure adjunct by the verb ‘sleep’, with an argument
index of 0.00. It cannot participate in applicative alternation, and could only
be acceptable with a bizarre meaning in which the person is of such a giant size
that their body covers the entire forest. However, if the locative
‘forest’ appears with other verbs such as tanam
‘plant’ as in (15), it is easily recruitable as an argument.
(15a) | Nanem | punyan | jaka | di | alas-e |
| AV.plant | tree | sago.palm | LOC | forest-DEF |
| ‘plant sago/palm trees in the forest’ |
(15b) | nanem-in | alas-e | punyan | jaka |
| AV.plant-APPL | forest-DEF | tree | sago.palm |
| ‘populate the forest with sago palm trees’ |
In short, the property of affectedness is important. There
are also other relevant semantic properties, which interact in a complex way,
for argument-adjunct distinctions in Balinese. These include animacy,
thematicity, individuation and deixis. Each will be discussed and exemplified in
the following subsections. 4.2. Animacy: human locatives
and spatial points of referenceBefore we come to the different behaviour of locatives with
respect to argument status, it is important to note that Balinese marks
locatives differently depending on their animacy. The variation in prepositional
marking is shown in (16): (16) | Prepositions and animacy in Balinese: |
| (a) human/animate locatives: sig/sid
‘loc/goal/source’ |
| (b) inanimate as a place/spatial point of reference: di
‘loc’, ka ‘goal’ uli
‘source’ |
As noted above, animate locatives are marked by
sig/sid (depending on the dialect), and this is invariant for locative,
goal or source roles. For inanimate locatives, there are three prepositions
(di, ka, and uli) for different roles (locative, goal and
source respectively). Animate and inanimate goal-locatives also behave differently with
respect to argument-adjunct alternations. Animate goals are argument-like and
more readily promoted as arguments, whereas inanimate goals are typically
adjuncts. Consider the animate goal anakento ‘the child’ in
(17a), which is marked by sig, not ka. It can alternate with the
object in the applicative verb sogokin ‘push’ in
(17b). In contrast, the inanimate goal temboke ‘wall’
in (18a), which receives the marking ka, not sig, cannot
alternate to become the object in the applicative verb. We also observe that
sentence (18b) is unacceptable. (17a) | Sogok | plangkan-e | sig/*ka | anak-e | nto! | (Goal) |
| push | bench-DEF | LOC | person-DEF | that |
|
| ‘Push the bench towards the person.’ |
(17b) | Sogok-in | anak-e | nto | plangkan-e! |
| push-APPL | person-DEF | that | bench-DEF |
| ‘Push the bench towards the person.’ |
(18a) | Sogok | plangkan-e | ka/*sig | tembok-e! |
| push | bench-DEF | LOC | wall-DEF |
| ‘Push the bench towards the wall.’ |
(18b) | *Sogok-in | tembok-e | plangkan-e! |
| push-APPL | wall-DEF | bench-DEF |
| ‘Push the bench towards the person/the wall.’ |
More evidence comes from the alternation of the
source-locative shown in (19)-(20). Anake ‘the person’ in
(19a) is an animate source; hence it is marked by sig, not uli. It
can alternate to become the object in the applicative structure in (19b).
Semere ‘the well’ is an inanimate source, and therefore
marked by uli, not sig. Unlike the source in (19), this inanimate
source cannot alternate to become an object, as shown by the unacceptability of
(20). (19a) | Nyoman | nyilih | pipis | sig/*uli | anak-e | (Source) |
| Nyoman | AV.borrow | money | LOC | person-DEF |
|
| ‘Nyoman borrowed money from the person.’ |
(19b) | Nyoman | nyilih-in | anak-e | pipis |
| Nyoman | AV.borrow-APPL | person-DEF | money |
| ‘Nyoman borrowed money from (the) people.’ |
(20a) | Nyoman | ngedeng | tali | uli/*sig | semer-e |
| Nyoman | AV.pull | rope | LOC | well-DEF |
| ‘Nyoman pulled out the rope from the well.’ |
(20b) | *Nyoman | ngedeng-in | semer-e | tali |
| Nyoman | AV.pull-APPL | well-DEF | rope |
| ‘Nyoman pulled out the rope from the well.’ |
Such difference in marking based on animacy is widely
reported for other languages, typically in relation to the nature of the marking
of direct core arguments (ERG/ABS), DOM (differential object marking) and DRM
(Differential R marking, where R is the goal/recipient role of a three-place
predicate (see Dryer 1986; Haspelmath 2007; Kittilä 2008 and the references
therein). The basic function of the differential marking is the need to
distinguish arguments of a predicate, A vs. P/O (Comrie 1978:379; Dixon 1979:69)
and to index or mark the prototypical nature of transitivity, in particular
affectedness (Hopper and Thompson 1980; Naess 2004; Kittilä 2008). Viewed
from the perspective of linking principles (Bresnan and Kanerva 1989; Manning
1994; Alsina 1996), these are part of a complex mechanism to create harmonious
alignment across different layers of hierarchical structures in grammar. The
relevance of animacy is broadly represented by Figure 2. It shows that animates
are by default aligned to the agent-like core argument (A), whereas inanimates
are aligned to the patient-like P. Linking alignment is indicated by a vertical
line. Of course, linking and marking can be extremely complex in an individual
language. However, the representation in Figure 2 captures the cross-linguistic
generalisation that a harmonious linking is the unmarked one. Thus, in a
nominative system, a highly animate participant (A) is by default linked to
subject (i.e. unmarked), but is specifically marked when it is linked to a
non-A/subject role. CORE hierarchy: |
| CORE > NON CORE |
|
|
|
| |
Role hierarchy: |
| A > P > … |
|
| |
|
| |
Animacy hierarchy: |
| animate >
inanimate[11] |
Figure
2: CORE-ANIMACY alignment To summarize, locatives are low in the thematic hierarchy, and therefore are typically non-core/non-arguments. Balinese locatives show
animacy-based differential oblique/adjunct marking (sig vs. ka).
Since animates are higher than inanimates in the hierarchy, it is not surprising
that animate locatives are more readily recruitable as core arguments than
inanimate ones in Balinese. This finding provides further support for animacy
playing a role in grammar. This has been reported in other languages: for example, ergative marking is optional for animate nouns but obligatory for inanimate nouns in Gooniyandi (Australia, McGregor 1990:319-20). Studies in
syncretism (Baerman, Brown, and Corbett 2005:76) reveal that higher animacy
arguments (e.g. personal pronoun/human arguments and especially the first/second
persons) tend to have exceptional object/accusative case marking. They are prototypical (i.e. unmarked, default) subjects; hence, when they are in object function, they have to be marked distinctively. In contrast, lower animacy arguments, which are prototypically not subjects, tend to have a distinct marker when they do function as the subject. 4.3. Thematicity and spatial
specificityRole thematicity is important for the argument-adjunct
distinction: thematic locative adjuncts are readily recruited as arguments
whereas non-thematic ones are
not.[12] A thematic adjunct is an
adjunct whose semantic role can potentially be conceptualised as part of an
event-internal structure of the
predicate.[13] Following Asudeh and
Toivonen (2012), I make a distinction between thematic and semantic roles: a
thematic role is the role played by a semantic argument in relation to a
predicate. A semantic role, in contrast, is the role played by an individual or
an eventuality (event or state), which is not necessarily a semantic argument.
Thus, all thematic roles are semantic roles whereas the reverse is not true. A
scene-setting general adjunct, e.g. in the forest as in In the forest
they slept overnight is a non-thematic locative semantic role. The thematic-semantic vs. non thematic-(non)semantic distinction
crosscuts the argument vs. adjunct distinction, giving rise to the
classification shown in Figure 3.The dotted double-arrow lines represent
dichotomies in a space with no clear-cut boundaries in between. Of particular
interests are thematic vs. non-thematic locatives, which can populate spaces in
cells B and D as adjuncts, and cell A as
arguments.[14]
Figure 3: Thematicity and argument-adjunct
distinction There is evidence that thematic locative adjuncts (cell B)
are construable as event-internal locatives, and are hence more argument-like
than their non-thematic adjuncts (cell D). Role thematicity often interacts with
spatial specificity of the location; that is, whether or not the location is
conceptually individuated and compact, e.g. with specific or clear boundaries.
Such a location is typically relatively small or narrow in its spatial size. For
example, as shown in (14), the locatives with the verb pules
‘sleep’ are of different types, ranging from more or less spatially
individuated specific locations such as ‘bench’ and
‘house’, to a scene-setting, general, less-individuated space
‘forest’. Investigation into their argument index values (shown in
example (14)) suggests that, while they are all locative adjuncts, only the
first spatially specific ones are thematic, and thus recruitable as arguments in
the applicative verb. Further evidence for the role of spatial specificity in the
recruitability of adjunct locatives as an argument comes from cases of multiple
locatives appearing in the same sentence. The most specific and individuated one
wins out as the thematic locative. Consider (14), repeated here as (21a), where
two locatives ‘on the bench’ and ‘at his/her house’
co-occur in the sentence. As can be seen, the more specific locative ‘the
bench’ wins out as an argument, recruitable as a core/subject argument in
the UV applicative structure (21b). As a result of this competition, the more general locative ‘house’ fails to be recruited as an argument, as evidenced from the unacceptability of (21c) and (21d), in which this locative is subject and object, respectively.
(21a) | Tiang | pules | di | dampar-e | di | umah-ne |
| 1 | sleep | at | bench-DEF | at | house-3POSS |
| ‘I slept on the bench at his/her house.’ |
(21b) | Dampar-e | pules-in | tiang | di | umah-ne |
| bench-DEF | UV.sleep-APPL | 1 | at | house-3POSS |
| ‘The bench I slept on at his/her house.’ |
(21c) | *Umah-ne | pules-in | tiang | di | dampar-e |
| house-3POSS | UV.sleep-APPL | 1 | at | bench-DEF |
| ??‘His/her house I slept at on the bench.’ |
(21d) | ?*Tiang | mules-in | umah-ne | di | dampar-e |
| 1 | AV.sleep-APPL | house-3 | POSS | bench-DEF |
| ‘I slept at his/her house on the bench.’ |
There is an important point here regarding thematic role
competition in grammatical function linking. In particular, the Balinese data
highlights an area of role linking related to the argument-adjunct divide that
has not previously been investigated in depth. While there has been a
considerable body of work on thematic hierarchy and on linking in the literature
(Rappaport Hovav and Levin 2004, and the references therein), the focus has been
on the competition between distinctly structured thematic roles (e.g. agent vs.
beneficiary vs. theme), or macro-roles (actor vs. undergoer) in their mapping
onto surface core grammatical relations. The degree of thematicity and
competition within a single role category, e.g. between two locatives in the
borderline cases discussed in this paper, has not been well explored. While early theories of case/semantic role and grammatical relations, such as Fillmore’s Case Grammar (Fillmore 1968; Cook 1989), dealt with similar role competition, the relevant semantic roles are mainly at the high end of the hierarchy, namely agent vs. instrument.
Complicating this issue is the fact that there remains no clear
consensus on precise thematic hierarchies. For example, in Lexical-Mapping Theory (Bresnan and Kanerva 1989; Bresnan and Moshi 1990) the role of locative is the lowest item in the hierarchy, whereas in other versions, such as RRG (Foley and Van Valin 1984; Van Valin and LaPolla 1997), it is higher up (see footnote 8). Furthermore, there is disagreement about the theoretical status and extent
to which such roles actually represent the syntactic argument structures and
semantic properties that they are claimed to reveal (e.g. the issue of the
uniqueness of theta roles in the argument structure (Chomsky 1981:36)). In
theories that adopt parallel layers of structures, such as LFG (Bresnan 2001;
Dalrymple 2001; Falk 2001), there is no one-to-one correspondence between
thematic roles and surface syntactic functions. Even in Jackendoff’s (1990) semantic structure, in which prominence is built in and plays out in the mapping of roles onto syntax (though not it one-to-one fashion), the precise nature of the competition between roles of the same type (e.g., two locatives) and its effect on their recruitability and linking to a syntactic position appears to have been overlooked. 4.4.
Affectedness and individuationAffectedness and individuation are two salient related
properties relevant for argument-adjunct distinction: a highly individuated
locative is more easily construed as affected or acted upon than a general,
poorly individuated one.[15] Hence,
as discussed earlier, ‘house’ is conceptually more individuated
(e.g. with clear physical boundaries) and therefore potentially more
argument-like than general wide locatives such as ‘forest’,
‘city’ or ‘market’. Certainly, the verb with which a
locative appears also contributes to the overall conception of affectedness,
which ultimately determines the syntactic status of the locative. Consider the
following intransitive verb macelep ‘go into’ (in middle
voice) (22a) appearing with either locative warung ‘kiosk’ or
peken ‘market’. The first locative is conceptually more
individuated than the second one. Apart from the fact that they are clearly optional (indicated by placing them in brackets), inspection of their argument index values shows that both are indeed adjuncts (i.e. with argument index values of below 0.20). Only the first one (warung; argument index
of 0.14) is, however, easily recruitable as an argument; construable as being
affected by the event of ‘entering’. It can become the subject in
the applicative verb in the resultative construction in (22b). The locative
peken ‘market’, in contrast, cannot be easily recruited as an
affected applied locative argument. (22a) | Tiang | macelep | (ke | warung-ne / | kepeken-e) |
| 1 | MID.go.into | to | kiosk-DEF | to market-DEF |
|
|
| (0.14) |
| (0.00) |
|
|
| (individuated) |
| (collection of entities) |
| ‘I went into the kiosk / the market.’ |
(22b) | Warung-ne/??Peken-e | celep-in | tiang | uug |
| kiosk-DEF/market-DEF | UV.go.into-APPL | 1 | damaged |
| ‘The kiosk/??market was entered by me (and as a result) it was
damaged.’ |
Of course, being ‘individuated’ alone is not
enough to pass this depictive resultative test, since affectedness is tied to
core-patient-argumenthood in the grammar; that is, the locative is required to
be promoted to the patient-core argument by means of applicativisation as in
(14b). The point is that a locative, while in its default realisation as an
adjunct, has some inherent property (in this case, individuation) that makes it
more argument-like and patient-like, where patienthood is a prototypical
property of an argument rather than an adjunct. As mentioned earlier, the exact nature of argument/adjunct status is a matter of degree, and is construction-specific. The property of spatial
specificity discussed in an earlier section provides a case in point. While in
example (22) above, warung ‘kiosk’ has been proven not to be
a pure adjunct, it may well be a pure adjunct at other times, i.e. an
event-external adjunct. This variability is surely determined by the head
predicate. However, in addition to the entailment in relation to the head verb,
the syntactic status of a locative is also determined constructionally whether
or not there is a more specific/individuated locative present in the sentence.
Consider the double locative constructions in (23), where the verb is the same
(sleleg ‘lean’). In (23a), the locative tembok
‘wall’ is more specific than warung ‘kiosk’. It
therefore wins out as a thematic locative, and is recruitable as an argument. It
then participates in the applicative alternation, as seen in (23b), forcing the
more general locative warung ‘kiosk’ to be a real adjunct,
not recruitable as an argument (see the unacceptability of (23c). In the absence
of a more specific locative, ‘the kiosk’ is predictably thematic,
and can be made subject in the applicative UV verb; hence the contrast between
(23c) and (23d). (23a) | Tiang | nyleleg | di | tembok-e | di | warung-e |
| 1 | AV.lean | LOC | wall-DEF | LOC | kiosk-DEF |
|
|
|
| (0.14) |
| (0.00) |
| ‘I leaned against the wall in the kiosk.’ |
(23b) | Tembok-e | sleleg-in | tiang | di | warung-e |
| wall-DEF | UV.lean-APPL | 1 | LOC | kiosk-DEF |
| ‘I leaned against the wall in the kiosk.’ |
(23c) | *Warung-e | sleleg-in | tiang | di | tembok-e. |
| kiosk-DEF | UV.lean-APPL | 1 | LOC | wall-DEF |
(23d) | Warung-e | sleleg-in | tiang |
| kiosk-DEF | UV.lean-APPL | 1 |
| ‘I leaned against the kiosk.’ |
To conclude, whether a given locative is a thematic or non-thematic adjunct (i.e. argument-like and recruitable as a core argument or not) is construction-specific. It is associated with event construal that
involves the interaction of properties such as individuation, specificity
(particularly in double locatives) and affectedness. Cross-linguistic research
findings in functional grammar have revealed that individuated nouns are
prototypical event participants, realised as syntactic arguments (Hopper and
Thompson 1980). Individuation correlates with cognitive salience, often related
to the topicality of nominal referents; that is, being perceptually and
cognitively salient, typically concrete, durable and spatially compact (Givon
2005:142). In relation to the argument-adjunct divide, the behaviour of the Balinese locatives discussed in this subsection appears to have a good cognitive-conceptual basis. 4.5. Word class and spatial
deixisThe syntactic status of a locative is also determined by the
semantic-syntactic category of its expression: word class (either as a noun,
typical for an argument, or adverb, typical for an adjunct). To complicate the
matter, spatial deixis appears to matter too. This is also true for English;
e.g. I put the book on the table vs. I put the book
there. The PP locative in the first sentence is clearly an oblique
argument whereas the adverb there in the latter sentence is not. It is
adjunct-like, called ‘argument-adjunct’ by Van Valin
(2005:23). Balinese locatives also behave differently depending on their word-class
expressions, which are also often related to spatial deixis. First, consider
(24) and (25); both have the same predicate jaang ‘put’. The
locatives are, however, expressed in different categories: by a PP (with a
non-spatial non-deictic noun), kotak ‘box’ in (24), or by a
deictic spatial adverb dini ‘here’/ditu
‘there’, or deictic spatial noun duur
‘above/over’ in (25). While all of these locatives are thematic
(i.e. event-internal, part of the meaning of jaang ‘put’),
only the non-spatial non-deictic noun locative kotak ‘box’ in
(24a) is treated as a clear oblique argument. Evidence for this comes from
(24b), which shows that it can undergo applicativisation. As a peripheral unit,
its argument index is relatively high (0.34), typical for an oblique. The
deictic locative counterparts ditu ‘there’ and duur
‘above’ in (25a) are, in contrast, syntactically adjuncts, as
evidenced from their inability to undergo applicativisation (25b). Its argument
index is very low, although it is not zero (0.10). Note that (25c) is only
acceptable only on a different interpretation, in which duur
‘above’ is understood as an ordinary noun ‘head’, not a
deictic nominal, as shown in the translation. (24a) | Tiang | ngejaang | pipis | [di | kotak-e] | (Loc-OBL: 0.34) |
| 1 | AV-put | money | LOC | box-DEF |
|
| ‘I put money in the box.’ |
(24b) | [Kotak-e] | jaang-in | tiang | pipis | (Loc-SUBJ: 1.00) |
| box-DEF | UV.put-APPL | 1 | money |
|
| ‘I put money in the box/on top of or above the box/there.’ |
(25a) | Tiang | ngejaang | pipis | ditu / | di | duur | (Loc-ADJ: 0.10) |
| 1 | AV-put | money | there | LOC | top |
|
| ‘I put money there / above there (upstairs).’ |
(25b) | ?*ditu / | duur | jaang-in | tiang | pipis |
| top | above | UV.put-APPL | 1 | money |
| ‘I put money up there/upstairs.’ |
(25c) | Duur-ne | jaang-in | tiang | pipis |
| top-3POSS | put-APPL | 1 | money |
| ‘I put money on his/her head.’ |
Spatial deixis items expressing goal or source (kema
‘to.there’, mai ‘toward.here’) are treated as
adjuncts and are not recruitable as arguments, even though they are arguably
thematic. Consider the contrast in (26) where the human goal-locative is an
oblique whereas the spatial deictic adverb kema is not. Kema
cannot be promoted to the first object in the applicative -in verb in
(26b). (26a) | Tiang | ngentung-ang | lulu | sig | anak-e | ento / | kema. |
| 1 | AV.throw-APPL | rubbish | to | person-DEF | that | to.there |
| ‘I threw rubbish to the person/there.’ |
(26b) | Tiang | ngentung-in | anak-e | ento / | *kema | lulu. |
| 1 | AV.throw-APPL | person-DEF | that | to.there | rubbish |
| ‘I threw rubbish to the person/there.’ |
The same pattern is observed for the non-nominal deitic item
mai ‘toward.here’ (where the speaker is): (27a) | Da | ngentung-ang | lulu | sig | cang-e / | mai! |
| NEG | AV.throw-APPL | rubbish | to | 1-DEF | toward.me |
| ‘Don’t throw rubbish at me/toward me.’ |
(27b) | Da | cang / | ?*mai | entung-in-a | lulu |
| NEG | 1 | toward.me | UV.throw-APPL | rubbish |
| ‘Don’t throw rubbish at me/toward me.’ |
However, a deictic pronoun/determiner like ene
‘this’ or nto ‘that’ can be linked to a locative
argument of the verb jaang ‘put’ as seen in (28). There is no
corresponding PP locative oblique/adjunct di ene ‘LOC this’
or di nto ‘LOC that’ in Balinese. This indicates that the /d/
segment in dini/ditu ‘here/there’ might have historically
been the captured locative preposition di. (28a) | Tiang | nyaang-in | ene/nto | pipis | (Loc-OBJ: 0.92) |
| 1 | AV.put-APPL | this/that | money |
|
| ‘I put money in this/that.’ |
(28b) | Ene/nto | jaang-in | tiang | pipis | (Loc-SUBJ: 1.00) |
| This/that | UV.put-APPL | 1 | money |
|
| ‘I put money in this/that.’ |
The acceptability of the deictic ene/nto
‘this/that’ in (28) indicates that deixis alone cannot be the main
constraint on the alternation here. Rather, it is a deictic meaning in
combination with the other properties, namely syntactic category (i.e. word
class: nominal or not) and also individuation. But being a nominal alone is not
enough, because the spatial deictic items like duur ‘the space
above/over X’ and batan ‘the space below X (where X is by
default the speaker) are nouns. In other words, what distinguishes the deictic
determiner (which is a sub-class of nominal) ene/nto
‘this/that’ from the spatial nominal duur/batan
‘above/below’ is that the determiner refers to a contextually
definite individuated entity with clear boundaries in space. Duur
‘the space above (the speaker)’ (25a), or beten ‘the
space below (the speaker)’, is an open space without clear boundaries;
hence it is non-individuated. Including a definite/possessive morpheme, e.g.
-ne ‘3POSS/DEF’, switches duur to an ordinary noun
meaning ‘the top/head of X’. Then, the locative is no longer deictic
in meaning. It is now an individuated definite entity, which therefore makes it
recruitable as an argument as seen in (25c). Non-nominal spatial items like
kema ‘toward there’, mai ‘toward here’,
dini ‘here’, and ditu ‘there’ are
adjunct-like, and so not recruitable as arguments. To conclude, the different behaviours of deictic locatives as thematic
arguments and thematic adjuncts can be attributed to a combination of their
grammatical categories (nominal or not) and the semantic property of
individuation in space. 5.
Discussions5.1. A cline with more than
one variable at workI have argued that the syntactic status of a locative-related role as an argument or adjunct is construction-specific, with more than one variable at work. Locatives fall in different places on the
argument-adjunct continuum, ranging from absolute adjuncts at one end to
thematic semi-obliques (or semi-arguments) at the borderline area. Inspection of
their argument index values supports this idea. I have shown that this spectrum of locative types reflects a complex
interplay between thematicity (associated with the head predicate’s
semantics) and other properties (animacy, specificity, individuation,
affectedness and deixis) in a given context. This section will highlight the
point that there is more than one variable at work, and that the exact degree of
argument or adjuncthood is construction-specific. This raises a theoretical
issue regarding the nature of syntactic status assignment to an oblique argument
in the argument structure, or subcategorisation frame. Consider the examples in (29) where all structures have the same verb
meli ‘buy’. They differ only in the properties associated
with the source-locative PP: general not-so individuated non-human ‘the
market’ (a), more specific individuated non-human ‘the kiosk’
(b) and individuated human ‘the person’. (29a) | Tiang | meli | potlot | di | peken-e. | (0.00) (adjunct) |
| 1 | AV.buy | pencil | at | market-DEF | (general locative, inanimate |
| ‘I bought a pencil in the market’ | not clearly individuated) |
(29b) | Tiang | meli | potlot | di | warung-e. | (0.15) (thematic adjunct) |
| 1 | AV.buy | pencil | at | kiosk-DEF | (specific, individuated |
| ‘I bought a pencil at/from the kiosk’
| inanimate) |
(29c) | Tiang | meli | potlot | sig | anak-e | nto. | (0.27) (oblique argument) |
| 1 | AV.buy | pencil | at | person-DEF | that | (specific, individuated, |
| ‘I bought a pencil from the person’ | animate) |
As seen from their argument index values, they are not of
the same syntactic types. The locative is an absolute adjunct in (29a), a
thematic adjunct in (29b), and a clear argument in (29c). One piece of evidence
that separates (a) from (b) and (c) is applicativisation. As seen in (30),
applicativisation is impossible in (30a) but possible in (30b) and (30c).
(30a) | ?*Peken-e | nto | belin-in | tiang | potlot. |
| market-DEF | that | UV.buy-APPL | 1 | pencil |
| ‘I bought a pencil in/from the market.’ |
(30b) | Warung-e | nto | belin-in | tiang | potlot. |
| kiosk-DEF | that | UV.buy-APPL | 1 | pencil |
| ‘I bought a pencil in/from that kiosk.’ |
(30c) | Anak-e | nto | belin-in | tiang | potlot. |
| person-DEF | that | UV.buy-APPL | 1 | pencil |
| ‘I bought a pencil from the person.’ |
While ‘the kiosk’ in (29) is a thematic adjunct, relatively close to being an argument (it has an argument index of 0.15), its argument index drops to an absolute zero when it appears in a double locative construction in the presence of a more specific locative, as in (31).
(31a) | Tiang | meli | potlot | sig | anak-e | nto | di | warung-e | nto. |
| 1 | AV.buy | pencil | at | person-DEF | that | at | kiosk-DEF | that |
| ‘I bought a pencil from the person in the kiosk.’ |
(31b) | Anak-e | nto | belin-in | tiang | potlot | di | warung-e | nto. |
| person-DEF | that | UV.buy-APPL | 1 | pencil | at | kiosk-DEF | that |
| ‘I bought a pencil from the person in that
kiosk.’ |
(31c) | *Warung-e | nto | belinin | tiang | potlot | sig | anak-e | nto. |
| kiosk-DEF | that | UV.buy-APPL | 1 | pencil | at | person-DEF | that |
| ‘I bought a pencil from the person in that
kiosk.’ |
Anakento ‘the person’ is a highly
specific, salient, individuated locative participant-source and wins out over
the locative warung ‘kiosk’ in the competition for
argumenthood. To sum up, a thematic locative can be an oblique or adjunct. Its actual
syntactic status is determined by the combination of all properties (predicate
and dependents) in a specific structure in a given structural context. Together, this constructional empirical point and the related issue of the fuzziness of the argument-adjunct divide raise problems with the purely lexically driven conception of syntactic argument structure where syntactic units have discrete classes (SUBJ, OBJ, OBL, ADJUNCT), as well as the assignment of syntactic status. In particular, they call into question the conception that an
argument’s status (e.g. locative as an OBL) is determined in the lexicon
and projected to syntax. I now turn to these issues regarding wider typological
and theoretical concerns. 5.2. Syntactic classes and
their relevant propertiesWe have seen throughout this paper that there is strong
evidence for the clinal nature of the argument-adjunct divide, and that the
ultimate status of the same locative PP as an oblique, a thematic adjunct, or a
pure adjunct is determined by a complex interplay of a number of properties in a
given structural/constructional context. In fact, my earlier work on the core
vs. oblique distinction in Balinese (Arka 2005) also reveals a broader picture
of the fuzzy boundaries between syntactic classes, supported by argument index
evidence (see Figure 1). Capturing the points discussed in this paper, and also incorporating what we know from the literature about the semantic properties involved, we can represent the argument-adjunct distinction as part of the larger, structured dichotomies with no clear-cut boundaries shown in Figure 4. The vertical dotted
lines represent fuzzy boundaries while the horizontal lines with double arrows
represent a continuum. The semantic categories (thematicity, animacy etc.) are shown in Figure
4, where the horizontal line in relation to the dotted vertical line dividing
oblique and adjunct, the central focus of this paper. Of course, they are also
relevant for distinguishing the other syntactic classes such as direct core and
oblique arguments, but these are not the primary concern of this paper. Figure 4: Argument-adjunct
gradience and the relevant semantic properties. This representation is intended to reflect a hierarchy (with
the left items being more prominent than the right items across categories),
which accounts for the patterns discussed in this paper regarding the
realisations of locatives. That is, on the basis of semantics-syntax mapping
(and related marking) regulated by harmonious prominence matching, items on the
left (i.e. higher in the hierarchy) tend to align by default. Thus, a locative
that is thematic, individuated, and potentially affected would get expressed as
an argument, whereas a locative that is non-thematic, non-individuated, and not
potentially affected would be an adjunct. 5.3. Descriptive and
theoretical issuesClassifying syntactic classes into arguments (subject,
object, and obliques) and adjuncts is important for descriptive, analytical and
theoretical purposes. Indeed, it is fundamental in certain linguistic theories
such as LFG and HPSG. The gradient nature of syntactic categories discussed in
the previous sections poses descriptive and theoretical challenges. Descriptively, there is no doubt that the labels ‘argument’
and ‘adjunct’ are useful analytical tools in language description.
The distinction has been taken for granted, and its precise nature is not often
questioned or investigated in depth. However, at any stage of describing a
grammar, a decision about the syntactic status of a dependent has to be made.
Given the clinal nature of argumentood (or adjuncthood) where certain roles are
not absolute adjuncts nor oblique-arguments (as demonstrated by locative
realisations), the question is whether or not we should maintain the two-way
classification of syntactic units as arguments or adjuncts. If not, what
descriptive label is appropriate for them? For descriptive purposes, it is
surely good to capture the precise details of the distinction between syntactic
classes. However, we do not want to proliferate categories unnecessarily, with
the risk of losing the big picture and the ability to generalise. Keeping this
in mind, it is perhaps desirable to use descriptive labels referring to classes
in between argument and adjunct. In the literature, different (typically hybrid) labels have been proposed, e.g. oblique-adjunct, argument-adjunct, or a-adjunct (Grimshaw 1990; Van Valin 2005, among others). The term semi-argument or
semi-adjunct is adopted here. This is a descriptive label used for convenience
for an adjunct that has some quantity of argument properties or an argument
(oblique) with some quantity of adjunct properties. Theoretically, the fact that the argument and adjunct distinction is not
clear-cut potentially poses a challenge to theories such as LFG (Bresnan 2001;
Dalrymple 2001; Falk 2001) and HPSG (Pollard and Sag 1994; Sag, Wasow, and
Bender 2003) where syntactic classes are discrete: a syntactic unit is either
inside or outside the subcategorisation list. In other theories such as
Cognitive Construction Grammar (Langacker 1987; Goldberg 1995; Croft 2001; Iwata
2008, among others), the distinction is expected to be a gradient because it is
a product of interaction between grammatical constructions with various degrees
of distinctness, and argument/adjunct labels are simply used for convenience
(Langacker 2009:25). Furthermore, the facts of locative expressions in Balinese clearly show
that syntactic status as argument or adjunct is not purely lexically determined,
providing support for a constructionist model of analysis. This is at odds with
the projectionist view adopted in certain theories such as LFG, HPSG and
Minimalist frameworks, where syntactic argument structures are projected (i.e.
determined) by the lexical (head) predicate. This is certainly not to deny the
fact that the head predicate is crucial in shaping the syntactic argument
structure, but it is not always enough. The point is that a purely lexically
driven syntactic argument structure is untenable, because it cannot account for
the counterexamples in (29), which show the differing syntactic status of
locatives associated with the same predicate. Empirically specific fillers of
dependents supply certain properties (animacy, word class, individuated
reference, etc.), which determine the ultimate configuration of a syntactic
argument structure. In short, syntactic argument structure is constructed by
information coming both from the lexical head and specific dependents in a given
context, a stance consistent with Construction Grammar. 6.
Final Remarks: Conclusion and Future ResearchThis paper has discussed locative-related expressions and
argument-adjunct distinction in Balinese. Alternative expressions of locatives
and related constraints, mainly those associated with applicativisation, have
revealed the gradient nature of this distinction. They also demonstrate that an
array of semantic properties is relevant for the distinction, namely
thematicity, animancy, individuation, specificity, affectedness and deixis.
These interact with the grammatical property of whether the locative has nominal status. While most of these properties are known in the literature to be
also related to global transitivity (Hopper and Thompson 1980), case marking and
alignment (Silverstein 1976; Butt 2006; Haspelmath 2007; Kittilä 2007;
2008, among others), this paper is the first, to my knowledge, to provide a
detailed examination of the complex interplay of the variables that affect the
fluidity of argument-adjunct divide. In addition, the manner in which spatial deixis, in combination with syntactic class, constrains the argument/adjunct classification of a locative has not been scrutinised in the literature before.
Another contribution of this paper is the simple methodology used in the
investigation. A straightforward and novel measure called argument index has
proven helpful for probing the degree of argumenthood or adjuncthood of a
syntactic dependent. This has enabled us to make progress in assessing and
comparing the syntactic status of items, and to produce insightful discussions
covering a broader perspective. In this paper, we have implemented the argument
index to compare locative items within the same language. The same methodology
is in principle applicable to cross-linguistic comparative studies of equivalent
or different items. This leaves interesting avenues for future research on
argument-adjunct distinction across languages. Cross-linguistic studies of the argument-adjunct distinction are of
great interest. They will help to uncover further evidence about this
fundamental division and to answer the important question of whether such a
distinction is universal (if one believes in the existence of ‘linguistic
universals’). Such investigation would lead to a better understanding of
the nature of the distinction either in a particular language or
cross-linguistically. A quick survey of languages that show locative
applicativisation, as reported in Peterson (2007), suggests that there is some
variation, although the promoted locatives are typically thematic dependents,
e.g. goal-locatives of verbs ‘go’ or ‘throw’, or stative
locatives with the verb ‘sit’ or ‘lie’ as in (32) from
Kalkatungu, an Australian Aboriginal language. However, a non-thematic locative
can possibly be recruited as an argument object in Kichaga (33), or
subject/pivot in Tagalog (34). (32) | Thuku-yu | nu-ntiyi | kulapuru. | (Kalkatungu) |
| dog-ERG | lie-TR | blanket |
|
| ‘The dog lay on the blanket.’ | (Blake ex.5.36b in Austin (2005 [1996])) |
(33) | N-a-i-lyi-i-a | m-ri-nyi | k-elya. | (Kichaga) |
| FOC-1s-PR-eat-APP-FV | 3-homestead-LOC | 7-food |
|
| ‘He is eating food at the homestead.’ | (Bresnan & Moshi 1990:148-9) |
(34) | Kinain-an | ni | Maria | ng | kanin | ang | mesa. | (Tagalog) |
| PERF.eat-DV | GEN | Maria | LINK | rice | NOM | table. |
|
| ‘The table was a place of eating rice of Maria’ | (La Polla and Poa 2005) |
Facts from Kichaga (33) and Tagalog (34) clearly show that
there is a great deal variation in the degree of recruitability of low-end (i.e.
non-thematic) adjuncts as arguments across languages. Recall that Balinese,
unlike Tagalog (while belonging to the same family), only allows thematic
locative adjuncts to be recruitable as arguments. That is, they are treated like
argument obliques, which are then promoted to core argument status by means of
applicativisation. Indeed, more studies are needed to uncover the extent of the
variation. Most studies in applicativisation also reveal similar semantic motivations, such as affectedness and animacy, in addition to discourse forces such as topicality (2007). However, locative applicativisation has an unusual
function in at least one language, Haya, as seen in (35). The non-applicative
structure in (35a) has an allative reading (i.e. a locative goal reading)
whereas the applicative counterpart (35b) has a non-allative (stative) locative
reading, as the translation shows. It is unclear whether affectedness is also
part of the meaning in (35b). This type of subtle meaning difference is one
property that needs to be further investigated for future research. (35a) | n-ka-gw’ | ómúnju | (Haya) |
| 1-TENSE-fall | house |
|
| ‘I fell into the house.’ | (Hyman and Duranti 1982: 234 in Peterson 2007:49) |
(35b) | n-ka-we-el’ | ómúnju |
| 1-TENSE-fall-APPL | house |
| ‘I fell in the house.’ |
Another important property that needs further
cross-linguistic exploration is multiple occurrences of locatives. It is
demonstrated in Balinese that the most specific/individuated locative wins out
as the most recruitable argument, and this argument can participate in
applicativisation. Studies of similar cases in other languages that allow
alternative argument realisations with applicative stacking (i.e.
double/multiple affixes on the verbs) would be significant. Previous studies on
this topic often include instances of different applicative combinations, e.g.
benefactive and locative applicatives, or instrument and locative applicatives
(Samkoe 1992; Peterson 2007:2002). This is exemplified in (36). Stacking of two of the same applicative affixes is also attested, e.g. as seen in example (37) from Huastec (a Mayan language). While it is generally agreed that the order of applicative morphemes bears some relation to the order of the derivational processes, the precise analysis and theory for this remain controversial, e.g. whether the morpheme ordering is syntactic, as formulated in the Mirror Principle (Baker 1985)[16] or morpho-lexical
(Alsina 1999). (36) | Úmwáana | y-iicar-i-yé-ho | íntebe | umugabo. | (Kinyarwanda) |
| child | he-sit-APPL-ASP-APPL | chair | man |
|
| ‘The child is sitting on the chair for the man.’ | | (Samkoe 1994:215) |
(37) | Tu | nuju-tzi-tzi-∅ | t-a | bitziim-al. | (Huastec) |
| 1/2s | sell-APPL-APPL-PFV | CL-2sPOS | horse-pos |
|
| ‘I sold your horse for you/for him’ or ‘I sold you/him your horse.’ |
| (Samkoe 1994:17) |
Finally, turning to theoretical implications of the present
study, we can highlight how the gradient nature of the argument-adjunct divide
poses a challenge to certain theories such as LFG or HPSG, which operate on the
assumption that this distinction (or any distinction among major syntactic
classes such as SUBJ vs. OBJ/COMP vs. ADJUNCT) is discrete. Recall that our
findings from Balinese locative realisations support the idea that syntactic
argument structure must be ultimately constructed by the interplay between
information from the head predicate and from syntactic dependents. It is argued
that a purely lexically driven projection of argument-structure is untenable.
The logical consequence of this is to incorporate ideas from Construction
Grammar into the LFG analysis. This is in theory possible, but the precise
details of such an analysis are yet to be determined in future work.
Appendix: Calculating Argument Indices
The argument index is calculated on the basis of the
general/cross-linguistic and language-specific defining properties. The
cross-linguistic defining properties are shown in Table 2, and the language-specific properties for Balinese are shown in Table
3.[17] See Arka (2005) for a
detailed discussion of the properties. The index is calculated as follows. A score of 1 is given if a relevant property is satisfied by a syntactic dependent; or else, 0 if it is not satisfied, 0.5 if it is partly satisfied.
Thus, if there are 10 core properties identified in a given language, and if a
dependent satisfies all of them, the argument index is 1.00 (i.e. 10/10, an
index of 1.00). The dependent is therefore absolutely a core argument. In
contrast, if none is satisfied (i.e. 0/10, an index of 0.00), the dependent is
definitely an adjunct.[18]
Table 2: General
characterisations of argument status (core, oblique and adjunct)
Table 3: Language-specific characterisations of argument
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Author’s Contact Information:
I Wayan Arka
Linguistics, CHL, College of Asia and the Pacific
Australian National University
Fellows Road, ACT 2600
Australia
wayan.arka@anu.edu.au
[1]This paper was
presented at the at workshop on The Argument/Adjunct Distinction
Cross-Linguistically at the 44th Annual Meeting of the Societas Linguistica
Europae, 8-11 September 2011 Logroño, Spain, and at seminars at the MPI
Jakarta Field Station in February 2013, at the Institute for Linguistics Cologne
University in April 2013 and at the University of Konstanz. Special thanks go
to audiences at the conference and seminars for their feedback, in particular
(in alphabetical order) John Bowden, Miriam Butt, David Gil, Nikolaus
Himmelmann, Tim Mckinnon, and Frans Plank. Revision was made possible thanks to
the 2012 RSAP ANU grant and the Humboldt Foundation, who supported my research
stay in Germany. [2]Voice is central to the discussion of the argument-adjunct distinction because it is through this mechanism that arguments are recruited.
[3]Note that the English
translation for (2b) is intended to keep the information structure of the
original Balinese sentence (i.e. Patient is topic) while at the same time the
agent is still highly topical and a core argument (i.e. not an oblique).
Evidence that the patient Nyoman is grammatically the subject, not a fronted P
object, comes from a number of subjecthood tests in Balinese such as
relativisation and control; see Arka (2003:8-29) for further
details.
[4]To maximise its
utility, the argument index calculation requires a deep understanding of the
grammar of the language under investigation. Thus, one should proceed with the
traditional methodology in language description, and make use of the argument
index as a supplementary tool to enhance the description or analysis. It should
be noted that the syntactic status of a clausal dependent (especially those in
borderline cases) reveals the complex interplay between the lexical semantics of
the head predicate and its dependent. In conjunction with language-specific resources (e.g.
verbal voice/applicative morphology and phrasal marking), the head verb and the
dependent co-determine the argument index, i.e., the ultimate status of a
dependent. This is the key point that this paper wants to
demonstrate. [5]
| Ia | negak | (di | dampar-e) | (OBLloc: 0.26) |
| 3 | AV.sit | at | bench-DEF |
|
| ‘(S)he sat on the bench.’ |
[6]
| Ia | ng-lempag | Nyoman | (teken/aji | sampat) | (Semi-OBLInst: 0.19) |
| 3 | AV-hit | Nyoman | with | broom |
|
| ‘(S)he hit Nyoman with a broom.’ |
[7]See Arka (2005) for
discussion of core–oblique distinction. [8]There are different
versions of thematic hierarchy in the literature where locatives may not be the
lowest. Rappaport Hovav and Levin (2004) provide the following list of different
versions of thematic hierarchy; see the references therein: Agt > Th/Pt > G/S/L | (Baker 1997) | Aget > Exp > Th | (Belletti&Rizzi 1988) | Agt > Ben > Rec/Exp > Inst > Th/Pt > L | (Bresnan &Kanerva 1989) | Agt > Pat > Rec > Inst > L > Temp | (Dik 1978) | Agt > Exp > Inst > Pat > G/S/L > time | (Fillmore 1971) | Agt > Dat/Ben > Pat > L > Inst/Assoc >
Mann | (Givón 1984) | Act > Pat/Ben/Th > G/S/L > Ben | (Jackendoff 1990) | Agt > Eff > Exp > L > Th > Pat | (Van Valin 1990) |
The significance of hierarchies including thematic hierarchies in
grammar especially in argument realisation and marking has been recognised in
the literature. For example, agent is typically the default subject whereas
patient is the default object. The realisations of locative-related roles as
discussed in this paper are of particular interest as they are neither typical
subject nor object. They are typically either PP obliques or adjuncts (by
default). They can be expressed as (first) object, however, by
applicativisation. [9]The following are two
hierarchies, called accessibility hierarchy in (i) and relational hierarchy in
(ii) i) S > DO > IO > OBL > GEN > OCOMP (Keenan and Comrie
1977) ii) SUBJ > OBJ > OBJ-theta > OBL-theta > COMPL >
ADJUNCT (Bresnan 2001:212). While the two were postulated on the basis of
different grammatical phenomena (e.g. Keenan &Comrie’s hierarchy is
for relativisation), they are similar in that obliques are low in the hierarchy
(though not the lowest). [10]Two properties
satisfied here: alternation to object (core) by both, and participant-related
only by the locative ‘bench’ not ‘house’. [11]The
animate>inanimate hierarchy is often discussed as part of a larger (more
complex) general hierarchy that include other categories such as person
(1>2>3), definiteness (definite>indefinite), and nominal types
(pronouns>proper names>common nouns), e.g. 1>2>3 > proper
names/human > non-human/animates>inanimates. A language-specific animacy
hierarchy may include very specific categories only relevant to a given language
where animals are subdivided into finer categories, e.g. in Navajo into large
(e.g., bears, horses), medium (e.g., sheep, fox), and small (e.g. squirrels,
snakes) (Uyechi 1990 in Bresnan 2001), hence the animacy hierarchy in this
language is: humans >animals >insects >natural forces >plants,
inanimate objects> abstract notions. [12] It should be noted
that we do not assume that a noun by itself is by default an adjunct, or an
argument. It is its structural position and marking in a given context in
relation to the head predicate that matters with respect to its syntactic
status. However, for the discussion of locatives, we can assume that a locative
role is generally not a core argument, since a core argument is typically
thematically an agent and/or patient. The discussion of alternative realisations
of locatives as part of the investigation of the distinction between argument
and adjunct naturally may focus more on the possible promotion of locatives to
argument status. The reverse process, namely the demotion of an argument to
adjunct status, is often associated with the core roles, e.g. the agent demoted
to become an adjunct-oblique in passivisation. This is not the focus of the
present paper, however. [13] For empirical
properties of adjuncts (in contrast to arguments) in Balinese, see Appendix
1.
[14]For simplicity, since the focus of this paper is on locatives in cells A, B and D, which are all semantic roles, throughout the paper, shorter labels, such as thematic locative or thematic adjunct are used, rather than the longer ones, such as thematic semantic locative or thematic semantic adjunct.
[15]The notion of
individuation of entities is defined in terms of certain semantic properties
such as number, countability, concreteness, referentiality and definiteness; see
Hopper and Thompson (1980). Individuation is a matter of degree; e.g. a singular
concrete definite entity is more individuated than a plural indefinite entity.
[16] The Mirror
Principle (Baker 1985:375) states that “[m]orphological derivations must
directly reflect syntactic derivations (and vice versa).” [17] The defining
properties shown in Table 2 are the most common
cross-linguistic generalizations. It should be noted that there may be
‘language-specific exceptions’. For example, while adjuncts in
English are generaly in line with the properties shown in the table, there are
instances where they can be obligatory. This kind of ‘subcategorised
adjunct’ (Dowty 2003:39) is exemplified below
with the verb behave: (a) Johnny behaved badly. (b) *Johnny behaved. (Acceptable
only with a different meaning for behave) [18] The core index
calculation assumes that the core properties are of equal status. I have
investigated whether core properties in Indonesian and Balinese listed in Tables
2 and 3 may have some kind of ranking, but found no conclusive result. It
remains to be investigated further whether this is indeed the case, and/or
whether other languages may show evidence for relative prominence among core
properties. I leave this for future research. |