Volume 10 Issue 3 (2012)
DOI:10.1349/PS1.1537-0852.A.417
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The Expression of
Three-Participant Events in Movima
Katharina Haude
CNRS (SeDyL-CELIA, UMR
8202)
In Movima (isolate, Amazonian
Bolivia), the structure of transitive clauses is determined by referential
properties of the core arguments: the encoding of an argument depends on the position of its referent on a referential hierarchy. Movima has no
ditransitive constructions. Three-participant events are expressed by
monotransitive clauses, with one of the non-Agent participants having the status
of an argument and the other that of an adjunct. In three-participant clauses
there are no reference effects, i.e., there is no competition for argument
status between the two non-Agent participants based on their
referential properties. Instead, the choice of which non-Agent participant is
encoded as an argument and which as an adjunct is determined by the lexical or
derivational properties of the predicate.
1.
Introduction
This paper investigates
the expression of three-participant events in Movima, an endangered, genetically
unclassified language spoken in the Bolivian Beni department. In Movima,
transitive clauses are organized according to a referential hierarchy that
involves person (1 > 2 > 3) and topicality (topical > nontopical): the
position on the hierarchy of a referent determines the way in which the
arguments are encoded. The higher-ranking referent is obligatorily expressed by
an argument that is represented by a pronoun or NP immediately following the
predicate and phonologically attached to it. The lower-ranking referent is not
obligatorily expressed; when it is, it is represented in second position after
the predicate by a pronoun or NP that is not, or less tightly, phonologically
attached to the preceding constituent (i.e., the predicate with the
referentially higher-ranking argument). Direct and inverse morphology on the
verb indicates which of the two participants is the actor and which one is the
undergoer.
There are no ditransitive predicates
in Movima, i.e., predicates that take three syntactic arguments. There are,
however, verbs that can be characterized as three-participant event expressions
because they denote events that involve three participants: an Agent (A), a
Theme (T), and a Goal (G; see Bickel 2010: 402-403 and Witzlack-Makarevich et
al.). With such predicates, one of the two non-Agent participants is expressed
as an argument and the other one as an adjunct. Depending on which non-Agent
participant is expressed in which way, I refer to a given verb as either
indirective or
secundative (Haspelmath 2005, following Dryer
1986): a verb that takes T as its argument is called
indirective, and a
verb that takes G as its argument is called
secundative; note, however,
that in contrast to the original application of the terms, Movima has no
indirect or
secondary syntactic argument, because the
corresponding participants (G or T, respectively) are expressed as adjuncts.
As will be shown, the referential
hierarchy does not influence the choice of which of the participants is encoded
as argument and which as adjunct: this depends on the lexical properties of the
verb. When a verb is derived by benefactive, malefactive, applicative, or
causative morphemes, the argument frame (indirective or secundative) is
determined by the derivational morpheme; an additional applicative affix can
reverse the argument frame of a derived verb – without showing, however,
any reference effects either. A third participant can also be represented by an
incorporated nominal element or classifier, which can be either G or T, leaving
the remaining non-Agent participant to be expressed as an
argument.
The paper is organized as follows.
Section 2 provides the basis of Movima transitive clause structure; it describes
argument encoding and the reference effects that are manifested there (2.1) and
gives an overview of the formal and functional properties of adjuncts (2.2).
Section
3 describes the
characteristics of verbs expressing three-participant events, which are labeled
either
secundative (3.1) or
indirective (3.2), depending on which
of the two non-Agent participants is encoded as an argument and which one as an
adjunct. Derived three-participant verbs are described in 3.3.
The present paper, far from being
exhaustive, is an initial outline of the way in which three-participant events
are expressed in Movima. A detailed analysis of the lexicon and a
frequency-based study of the expression of event participants still remain to be
carried out.[1]
2.
Transitive Clauses and Reference Effects
2.1
Argument encoding
Movima transitive clauses
contain maximally two arguments, labeled proximate argument (PROX) and obviative
argument (OBV; see below for justification of the terms), of which only one,
PROX, is obligatorily overtly encoded. There is no agreement morphology on the
verb. The structure of a canonical transitive clause is schematized in
(1): the predicate (PRED) is the first
constituent in a canonical transitive clause, optionally preceded by a free
pronoun or NP in topic position; it is followed by the two arguments, realized as NPs
or bound pronouns, of which only the first one (PROX) is obligatorily realized;
adjuncts (ADJCT) usually come towards the end of the clause. Particles can occur
anywhere in the clause (see Haude 2006: 501ff.) and are not represented here.
(1)(TOP)
PRED PROX (OBV) (ADJCT)
The two arguments are
formally distinguished not only by their linear order but also, among other
things, by the respective cliticization processes in which they are involved.
Their different properties are listed in Table 1 (see Haude 2010 for a more
detailed account).
PROX
|
OBV
|
internal cliticization ( = ): stress
shift, epenthetic /a/ on consonant-final hosts
|
external cliticization ( -- ): no
stress shift; no epenthetic /a/; resyllabification with consonant-final host
|
pronouns and articles are
cliticized
|
only pronouns are
cliticized
|
obligatory[2]
|
not grammatically obligatory
|
Table 1. Formal properties
of PROX and OBV
The labels PROX and OBV
are shorthand terms for
proximate and
obviative argument. They are
borrowed from the Algonquianist terminology, where they indicate the
morphologically marked difference between two third-persons. My use of the terms
for Movima (introduced by Bickel 2010) intends to reflect the fact that the
encoding of an event participant as either one or the other argument depends on
its referential properties: the participant ranking higher in the hierarchies of
person (1sg/pl>2sg>2pl>3) and topicality (3 topical > 3 nontopical)
is encoded as PROX, and the participant ranking lower on these hierarchies is
encoded as OBV.[3]
This is reflected
as follows: the first person singular/plural and the second person singular can
only be expressed as PROX; the second person plural, if interacting with the
first person, is expressed as OBV; a third person is expressed as OBV
when interacting with a first or second person or with a more topical
third person; it is only expressed as PROX when interacting with another, less
topical third person (on deviations, see Haude 2010 and Haude 2012). The
possibilities of person encoding are listed in (2).
(2)
|
PROX
|
OBV
|
|
1SG/PL
|
2PL, 3
|
|
2SG/PL
|
3
|
|
3
topical
|
3
nontopical
|
The roles of the two
arguments of a transitive clause are indicated by a direct or inverse marker on
the predicate, which indicates which argument represents the actor (i.e., Agent)
and which one represents the undergoer (or non-Agent, i.e. Patient (P), Theme
(T), or Goal (G)).[4]
When PROX is the
actor and OBV the undergoer, then the verb is overtly marked as direct; when
PROX is the undergoer and OBV the actor, then the verb is overtly marked as
inverse. This is illustrated in the examples below for scenarios involving a third
person (for scenarios involving first and second
person, see Haude 2011).
1st actor,
3rd undergoer: direct
(3)
|
sal-na=Ø--us
|
|
search_for-DR=1SG--3M.AB
|
|
‘I look for
him.’
|
1st undergoer,
3rd actor: inverse
(4)
|
sal-kay=Ø--us
|
|
search_for-INV=1SG--3M.AB
|
|
‘He looks for
me.’
|
2nd actor,
3rd undergoer: direct
(5)
|
sal-na=n--us
|
|
search_for-DR=2SG--3M.AB
|
|
‘You look for
him.’
|
2nd undergoer,
3rd actor: inverse
(6)
|
sal-kay-a=n--us
|
|
search_for-INV-LV=2SG--3M.AB
|
|
‘He looks for
you.’
|
3rd (topical)
actor, 3rd (nontopical) undergoer: direct
(7)
|
sal-na=us--kus
|
|
search_for=3M.AB--3M.AB:OBV[5]
|
|
‘He looks for
him.’
|
3rd (topical)
undergoer, 3 (nontopical) actor: inverse
(8)
|
sal-kay-a=us--kus
|
|
search_for-LV=3M.AB--3M.AB:OBV
|
|
‘He looks for
him.’
|
The text examples below
further illustrate the employment of the direct (9) and inverse (10) morphemes
in third-person scenarios. In (9), the two event participants are plural third
persons. In (9a), the PROX pronoun
=is ‘they’ refers to
participants (the speaker’s ancestors) that are already known from the
context; the possessed NP
is majniwa=is ‘their children’
introduces a new participant and accordingly is encoded as OBV; the topical
referent being the actor and the nontopical referent the undergoer, the
predicate is marked as direct. In (9b), the situation is the same, apart from
the fact that both participants are now represented by pronouns; the more topical
one is encoded as PROX and the less topical as OBV. Note that a bound pronoun
representing OBV is externally cliticized to the predicate (marked by a double
hyphen ‑‑ ); when, as in this case, both pronouns encode a third
person, the OBV pronoun furthermore contains the obviative marker
k- (see
also (7) and (8) above).
(9)
|
a.
|
jayna
|
jay<
a>moɬ-a=is
|
is
|
majniwa=is
|
|
|
DSC
|
call<DR>-LV=3PL.AB
|
ART.PL
|
child_of=3PL.AB
|
|
|
|
|
|
|
b.
|
che
|
ken<
a>pa=is--kis
|
|
|
|
and
|
inform<DR>=3PL.AB--3PL.AB:OBV
|
|
|
|
‘Then theyi called
theiri childrenj and informed themj.’
|
In (10), the situation is
the same as above: the topical participant is expressed by a pronoun and the
newly introduced participant by a NP. The former is encoded as PROX and the
latter as OBV. Here, the topical participant is the undergoer, as is indicated
by the inverse marking on the predicate.
(10)
|
jayna
|
dewaj
-kay-a=us
|
isnos
|
alwaj-a=us
|
|
DSC
|
see-INV-LV=3M.AB
|
ART.F.PST
|
spouse-DR=3M.AB
|
|
‘Then his wife saw him.’
|
As mentioned below, the
OBV argument is not obligatorily overtly expressed. When known from the context,
it is easily omitted, as illustrated in (11) (more examples will follow in
Section 3).
(11)
|
jayna
|
mat-pit-cheɬ--us
|
ɬat,
|
mas-na=us
|
jayna
|
|
DSC
|
loosen-CL.middle-R/R--3M.AB
|
EV
|
beat-DR=3M.AB
|
DSC
|
|
‘Then he took off his belt, he
beat (her).’
|
Finally, a core argument
can also be expressed by a free pronoun in topic (i.e. pre-predicate) position,
rather than by a post-predicate pronoun or NP. When the topicalized free pronoun
corresponds to OBV (the most common case), as in (12), it replaces the OBV
NP/pronoun. When it corresponds to PROX, as in (13), PROX
is still
additionally encoded by the obligatory enclitic element.
(12)
|
asko
|
rim<a>ɬe=’nes
|
ma:mi
|
|
PRO.N.AB
|
sell<DR>=ART.3F
|
mum
|
|
‘That (was what) my mother
sold.’
|
(13)
|
U’ko
|
invitar-na
=u--kisne
|
|
PRO.M
|
invite-DR=3M--3F.AB:OBV
|
|
‘He invited
her.’
|
1.2
Adjuncts
Any additional
participant is encoded as an adjunct, overtly marked by the oblique prefix n-
(nV- before consonants). An adjunct is never grammatically obligatory and
can in principle occur with any verb; also, there seem to be no restrictions on
its semantic role. To illustrate this, examples (14)-(18) show intransitive
clauses where the adjunct denotes a location (14), an instrument (15), an
instrument or agent (16), a point in time (17), and a patient (18).
(14)
|
a:lalas
|
joy-cheɬ
|
n-as
|
ele:siya
|
|
always
|
go-R/R
|
OBL-ART.N
|
church
|
|
‘(He) always went to
church.’
|
(15)
|
didi’
|
tikoy-cheɬ
|
n-os
|
kachi:ra
|
|
FRUST
|
kill-R/R
|
OBL-ART.N.PST
|
knife
|
|
‘(He) wanted to kill himself
with a knife.’
|
(16)
|
biɬ-’i
|
is
|
dinoj-a=’ne
|
n-is
|
alamre
|
|
scratch-RES
|
ART.PL
|
thigh-LV=3F
|
OBL-ART.PL
|
wire
|
|
‘Her legs were scratched from
the fence.’
|
(17)
|
dewaj-na=n
|
n-as
|
i:may
|
ja’a
|
|
see-DR=2
|
OBL-ART.N
|
night
|
just
|
|
‘You only see it at
night.’
|
(18)
|
raɬ-pit-e:ɬe
|
n-is
|
kade:na
|
|
tear-CL.half-AGT
|
OBL-ART.PL
|
chain
|
|
‘(It) tore the chain (and
escaped).’
|
Adjuncts in transitive
clauses are illustrated in (19) and (20). In the direct clause (19), the adjunct
denotes a location, and in the inverse clause (20) it represents a purposive
adverbial clause (which, in turn, contains a locative adjunct).
(19)
|
ona-ye-na=sne
|
kis
|
juyeni
|
n-as
|
Tirinra
|
|
know-CL.person-DR=3F.AB
|
ART.PL.AB
|
person
|
OBL-ART.N
|
Trinidad
|
|
‘She knows people in
Trinidad.’
|
(20)
|
invitar-kay=Ø--is
|
n-os
|
joy-wa=Ø
|
n-os
|
velo:riyo
|
|
invite-INV=1SG--3PL.AB
|
OBL-ART.N.PST
|
go-NMZ=1SG
|
OBL-ART.N.PST
|
wake
|
|
‘They invited me to go to the
wake.’
|
One often finds clauses
that contain an adjunct but no OBV argument, as illustrated in (21). This,
however, does not mean that the oblique-marked phrase has an argument status and
replaces OBV; rather, the OBV argument is known from the context and simply
omitted (see (11) above). More examples will be provided in the following
sections.
(21)
|
bat-na=is
|
n-os
|
ba<kwa~>kwa=isnos
|
Ana
|
|
put-DR=3PL.AB
|
OBL-ART.N.PST
|
head<INAL~>=ART.F.PST
|
Ana
|
|
‘They put (it)
on
Ana’s (i.e., the statue’s) head.’
|
3.
The Expression of Three-Participant Events
Movima has no
ditransitive verbs, i.e., verbs that take more than two arguments. Verbs
expressing three-participant events can only be identified by their meaning:
they denote events that involve causal entailment relations between three
participants (see Witzlack-Makarevich et al. in prep.; Margetts and Austin
2007). Some verbs show overt morphology (e.g. applicative, causative,
incorporation) that establishes a third participant. Since a Movima clause has
only two argument positions, only one of the two non-Agent (non-A) participants,
i.e. T or G, is expressed as argument, while the other one is optionally
expressed as adjunct (an
oblique/adjunct strategy, see Margetts and
Austin 2007). The question is which non-Agent participant is expressed in which
way.
Given that argument encoding in
transitive clauses is determined by a referential hierarchy in Movima, it might
be expected that this hierarchy also determines the choice of the non-A argument
in three-participant expressions, in the sense that the highest-ranking one of
the T and G participants will be selected as argument. However, referential
factors do not play a role here. This is illustrated by the elicited examples
(22) and (23) below. The verb
kayaɬe
‘give’ takes G as the core argument, and it does this independently
of the relative hierarchical status of the non-A participants. In both examples,
T (first person plural) hierarchically outranks G (third person plural).
However, T is always encoded as an adjunct (n-iy’ɬi) and G as an
argument (OBV
‑‑is in (22), PROX
=
nkweɬ
in (23)). The voice marking of the predicate, direct in (22) and inverse in
(23), depends exclusively on the hierarchical relationship between the two
arguments, A and, here, G.
(22)
|
[iy’bikweɬ]A
|
kay<a>ɬe=[nkweɬ]A--[is]G
|
[n-iy’Ki]T
|
|
PRO.2PL
|
give<DR>=2PL--3PL.AB
|
OBL-PRO.1PL
|
|
You (pl.) have given us to
them.’
|
(23)
|
[isko]A
|
kay-ɬe-kay-a=[nkweɬ]G
|
[n-iy’ɬi]T
|
|
PRO.3PL
|
give-DR-INV-LV=2PL
|
OBL-PRO.1PL
|
|
‘They have given us to you
(pl.).’
|
Even without direct
reference effects, for a language like Movima whose transitive constructions are
primarily organized according to referential properties of the arguments, it is
expected to find predominantly or exclusively G encoded as the argument of a
three-participant expression, since at least in the case of a transfer event the
Goal typically ranks higher than the Theme (see Malchukov et al. 2010: 44). In
Movima, however, the choice of the participant encoded as argument is lexically
or morphologically determined. This will be shown in the following sections.
Since the relative referential properties of T and G do not play a role in the
assignment of the non-A participants to argument versus adjunct status, for the
sake of simplicity most examples given here represent the direct construction,
and verbs are cited in the direct form.
3.1
Secundative verbs (A+G,
n-T)
The verbs in (24) take
the G participant as core argument. Some of these verbs show morphological
complexity, as is indicated by the glosses; I will get back to this in Section
3.3. In the translations, the semantic element corresponding to the T
participant is represented in brackets.
(24)
|
kay<a:>ɬe
|
‘give<DR>’
|
‘give (sth.) to
sb.’
|
|
chut-a-cho:pa
|
‘stick-DR-hand’
|
‘give (sth.) into sb.’s
hands’
|
|
baw-a:-ra
|
‘cost-DR-CL.thing’
|
‘pay sb. (with/for
sth.)’
|
|
chus-a:-pa
|
‘point-DR-APPL’
|
‘show (sth./sb.) to sb.’
|
|
vat-a:-pa
|
‘appear-DR-APPL’
|
‘teach sb.
(sth.)’
|
|
daj<a:>wa
|
‘ask<DR>’
|
‘ask sb. (sth.)’
|
|
suy-na
|
‘deprive-DR’
|
‘deprive sb. (of sth.)’
|
Argument encoding with
these verbs is exactly as with other transitive verbs: the encoding as PROX and
OBV depends on the referential hierarchy; neither OBV nor the adjunct are
obligatorily overtly realized. This is illustrated in the following examples,
again with the verb
kayaɬe
‘give’.
[6]
(In all
examples of three-participant clauses, square brackets mark the nominal
constituents, with subscripts indicating the semantic roles A, T, and G.) In
(25) and (26), both non-Agent participants are overtly expressed. The predicate
in (25) is marked as direct, indicating that the PROX argument is the actor and
the OBV argument the undergoer (i.e., G). In (26), the predicate is marked as
inverse, indicating that PROX is the undergoer (G) and OBV the actor. In both
examples, the T participant is expressed by an oblique phrase.
(25)
|
jan
|
n-os
|
kay<a>ɬe-na=[is
|
juyeni]A
|
|
that’s_why
|
OBL-ART.N.PST
|
give<DR>-NMZ.REAS=ART.PL
|
person
|
|
|
|
|
|
|
[‘neɬ
|
ma:ma=n]G
|
[n-is
|
wa:ka]T
|
|
ART.F
|
mother_of=2
|
OBL-ART.PL
|
cow
|
|
‘That’s why the people
gave our mother the cattle.’
|
(26)
|
ban
|
di:ra
|
kinos
|
virjen,
|
kayɬe-kay-a=[sne]G
|
|
but
|
at_least
|
ART.F.AB
|
virgin
|
give-INV-LV=3F.AB
|
|
|
|
|
|
|
|
[as
|
alkaldiya]A
|
[n-os
|
kay-wanra]T
|
|
|
ART.N
|
city_hall
|
OBL-ART.N.PST
|
eat-INSTR]T
|
|
|
‘But at least (to) the virgin
(Holy Anne), the mayor gave her food.’
|
In (27), the predicate is
nominalized, forming the head of a subordinate clause. This clause does not
contain an adjunct representing T; the identity of T (
oy-‘aro:wa, a
weight unit) is inferred from the context, as provided by the main clause.
(27)
|
way-na=us
|
is
|
oy-‘aro:wa
|
bo
|
os
|
kay<a>Ke-wa=[us]A
|
|
take-DR=3M.AB
|
ART.PL
|
two-
arroba
|
so_that
|
ART.N.PST
|
give<DR>-NMZ=3M.AB
|
|
|
|
|
|
|
|
|
[os
|
ney
|
kwe:ya]G
|
|
|
|
|
ART.N.PST
|
here
|
woman
|
|
|
|
|
‘He took two
arrobas in
order to give [them] to that woman.’
|
Example (28) illustrates
the case where T is the only overtly expressed non-A participant, encoded by an
adjunct. The example contains a complex sentence with both clauses (main clause,
a., and subordinate clause, b.) showing this property.
(28)
|
a.
|
kay<a>ɬe=[y’ɬi]A
|
pe’ɬeɬe
|
[ni-kis
|
nono=y’ɬi]T
|
|
|
give<DR>=1PL
|
all
|
OBL-ART.PL.AB
|
animal=1PL
|
|
|
|
|
|
|
|
|
b.
|
bo
|
as |
kayɬe-Ø-wa=[y’ɬi]G
|
[no-kos
|
bebetkwa]T
|
|
|
so_that
|
ART.N |
give-INV-NMZ=1PL
|
OBL-ART.N.AB
|
hide
|
|
|
‘We’ll give [you] all
our animals so that [you] give us the hide.’
|
Finally,
example (29) illustrates the case where neither T nor G are overtly expressed,
i.e., there is neither an OBV argument nor an adjunct.
(29)
|
kay<a>ɬe=is,
|
uy-a-chopa=is
|
|
give<DR>=3PL.AB
|
stick_into-DR-hand=3PL.AB
|
|
‘They gave (it to them), they
handed (it) over (to them).’
|
These examples show that
a verb denoting a three-participant event shows no syntactic properties that
distinguish it from a ‘normal’ transitive verb: neither the adjunct
nor the OBV argument is obligatorily expressed overtly, and there is no
indication that the adjunct has a syntactic status different from adjuncts in
other transitive clauses, like those in (14)-(18) above. Also with
three-participant verbs, the adjunct can represent an entity that is not an
event participant, as in (30), where the oblique-marked phrase is a temporal
adjunct and the G participant remains unexpressed.
(30)
|
doj<a>ɬe=is
|
is
|
wa:ka
|
n-os
|
i:may
|
|
steal<DR>=3PL.AB
|
ART.PL
|
cow
|
OBL-ART.N.PST
|
night
|
|
‘They stole the cattle at
night.’
|
The other verbs listed in
(24) behave in the same way as
kayaɬe
‘give’ above, i.e., they
take G as their argument. An illustration is given in (31) and (32) with the
monomorphemic verb
suyna ‘deprive’. In (31), both non-A
participants are overtly encoded; in (32), the OBV argument, which would express
G, is omitted (the G participant is only referred to by the possessor enclitic,
which also occurs in (31).[7]
(31)
|
jayna
|
suy-na=[is
|
ri:ko]A
|
buka’
|
[is
|
powre]G
|
|
DSC
|
deprive-DR=ART.PL
|
rich
|
DUR:MOV
|
ART.PL
|
poor
|
|
|
|
|
|
|
|
|
[n-is
|
bet’i=is]T
|
|
|
|
|
|
OBL-ART.PL
|
grassland=3PL.AB
|
|
|
|
|
|
‘Then the rich went about
taking away the land from the poor.’
|
(32)
|
suy-na=[i]A
|
[no-kos
|
tochik
|
polata=i]T
|
|
deprive-DR=3PL
|
deprive-DR=3PL
|
small
|
money=3PL
|
|
‘Theyi take away
theirj little bit of money (from
themj).’
|
3.2
Indirective verbs (A+T, n-G)
The list in (33) contains
verbs that, from a semantic point of view, can be characterized as typical
three-participant expressions. Some seem synonymous with verbs in (24) above.
However, the verbs here have the property that they take T, not G, as their
argument, while G is expressed by an adjunct, if at all. In the translations,
the hypothetical G participant is given in brackets.
(33)
|
kwaj-na
|
‘give-DR’
|
‘pass/give sth. (to
sb.)’
|
|
aj-a-lo:maj
|
‘arrange-DR-CL:time’
|
‘tell (sb.) about
sth.’
|
|
daja:ja
|
‘ask_for’
|
‘ask (sb.) for
sth.’
|
|
doj<a:>ɬe
|
‘steal<DR>’
|
‘steal sth. (from
sb.)’
|
|
koyit-na
|
‘envy-DR’
|
‘envy (sb.)
sth.’
|
|
rim<a:>ɬe
|
‘sell<DR>’
|
‘sell sth. (to
sb.)’
|
|
rimeɬ-na
|
‘buy-DR’
|
‘buy sth. (from
sb.)’
|
|
um-a:-ra
|
‘send-DR-CL.thing
|
‘send sth. (to
sb.)’
|
|
bat-na
|
‘put-DR’
|
‘put sth. (onto
sth.)’
|
|
yeɬ-na
|
‘plunge-DR’
|
‘put sth. (into sth.
liquid)’
|
Example (34) illustrates
the argument structure of the verb
kwajna ‘give, hand over’,
which seems synonymous with
kayaɬe
‘give’ above, but is much
less used and hence, may be semantically more restricted; in this example, all
three participants are overtly expressed.
(34)
|
kwaj-na=[y’ɬi]A
|
[kos
|
sinko
|
pe:so]T
|
|
|
|
give-DR=1PL
|
ART.N.AB
|
five
|
peso
|
|
|
|
|
|
|
|
|
|
|
[n-i’nes
|
kweyninɬa
|
n-as
|
to:mi
|
n-as
|
gri:fo]G
|
|
OBL-ART.F
|
owner
|
OBL-ART.N
|
water
|
OBL-ART.N
|
tap
|
|
‘We give five
pesos to
the owner of the tap water (lit., of the water of the
tap).’
|
In example (35), which
illustrates the verb
uma:ra ‘send’,
only G is
expressed (as adjunct), while the OBV argument is omitted.
(35)
|
uma-ra=[sne]A
|
nokowa
|
[ni-kis
|
alkakaye=sne]G
|
nosdé
|
|
send-CL.thing=3F.AB
|
FUT
|
OBL-ART.PL.AB
|
relative=3F.AB
|
over_there
|
|
‘She’ll send (the
photos) now to her relatives over there.’
|
Verbs of putting, like
batna ‘put sth. (on sth.) or
yeɬna
‘put sth. (into sth. liquid)’ are indirective, as illustrated in
(36) and (37).
(36)
|
bat-na=[as]A
|
[is
|
rey
|
lotodi=as]T
|
[n-os
|
da’
|
duduɬkwa]G
|
|
put-DR=PRO.N.AB
|
ART.PL
|
MOD
|
testicle=PRO.N.AB
|
OBL-ART.N.PST
|
DUR.NSTD
|
root
|
|
‘It (the jaguar ) put its
testicles on the root.’[8]
|
(37)
|
yeɬ-na=[Ø]A
|
[is
|
tas-lo:di]T
|
[n-os
|
bote:liya]G
|
|
plunge-DR=1SG
|
ART.PL
|
three-CL.drop
|
OBL-ART.N.PST
|
bottle
|
|
‘I put three drops into a
bottle.’
|
When looking up the verbs
in (33) in the corpus, it turns out that G is only very rarely overtly
expressed. Examples (38)-(40) illustrate the more typical case, where only T is
expressed.
(38)
|
loy
|
aj<a>lo:maj=[Ø]A
|
[os
|
kana-wamba]T
|
|
ITN
|
tell<DR>=1SG
|
ART.N.PST
|
ochoó-INSTR:CL.round
|
|
‘I’ll narrate about the
ochoó island.’
|
(39)
|
rimeɬ-na=[’nes
|
ma’=Ø]A
|
[is
|
motlo:to
|
di’
|
o:ro]T
|
|
buy-DR=ART.F
|
mother=1SG
|
ART.PL
|
earring
|
REL
|
gold
|
|
‘My mother bought golden
earrings.’
|
(40)
|
jayna
|
chot
|
doj<a:>ɬe=[Ø]A
|
[os
|
organo=us
|
nonok=Ø]T
|
|
DSC
|
HAB
|
steal<DR>
|
ART.N.PST
|
organ=ART.M
|
grandfather=1SG
|
|
‘Then I always stole my
grandfather’s organ.’
|
The fact that it is so
difficult to find indirective verbs with an adjunct overtly expressing G may be
a sign that these verbs are, in fact, two-participant expressions. Maybe they
are not correctly interpreted as denoting events with a G participant. Instead,
ajalomaj ‘narrate’ could mean ‘talk about
something’, without necessarily including an addressee;
rimeɬna
‘buy’ could mean ‘acquire something through exchange’,
with the source of the acquisition being completely irrelevant;
doja:ɬe
‘steal’ could mean 'take something without permission', again, without
any implication that the original owner might be affected by the event. The idea
that there is a G implied may be superimposed by the semantic properties of the
– possibly inadequate – English translations. If this is true, then
the only ‘real’ three-participant expressions in Movima are
secundative verbs. That verbs of putting (see (36) and (37)) are indirective may
be due to the fact that their G participant is a location rather than a
recipient, in the same way as the locative adjunct of an intransitive verb of
directed motion, see (14) above. However, with only a superficial corpus
analysis and no detailed (ideally experiment-based) field study, no conclusion
can be drawn here.
3.3
Derived three-participant verbs
Movima has a large number
of valence-increasing morphemes, which increase the number of event participants
inherent to the verb’s meaning. For the aims of this paper I will focus on
the morphemes listed in (41).
(41)
|
‑kwa
|
benefactive
|
(BEN)
|
|
-bij
|
malefactive
|
(MAL)
|
|
-ɬe
|
co-participant
|
(CO)
|
|
-pa
|
applicative
|
(APPL)
|
|
-poj
|
causative
|
(CAUS)
|
While none of these
morphemes can add a third argument, most of them rearrange the syntactic
argument structure of the predicate, which takes the applied participant as its
argument.
The benefactive and malefactive
affixes add a G participant (the beneficiary or maleficiaryof the event), which
is encoded as an argument, while T is encoded as an adjunct. Examples where both
participants are overtly expressed are not easy to find. In (42b), OBV (i.e. G,
the beneficiary) is omitted; instead, the possessive pronoun (=
’ne
‘her’)
is automatically interpreted as the beneficiary.
Example (42a) is added to allow a comparison with the syntactic structure of the
underived verb, where the OBV argument represents
P.[9]
(42)
|
a.
|
ji:sa-na=[us
|
itila:kwa]A
|
[kis
|
kape-lo]P
|
|
|
make-DR=ART.M
|
man
|
ART.PL.AB
|
coffee-CL.liquid
|
|
|
‘The man makes
coffee.’
|
|
|
|
|
|
|
|
b.
|
ji:sa-na
-kwa-na=[us
|
itila:kwa]A
|
[ni-kis
|
kape-lo=’ne]T
|
|
|
make-DR-BEN-DR=ART.M
|
man
|
OBL-ART.PL.AB
|
coffee-CL.liquid=3F
|
|
|
‘He makes her coffee (for
her).’
|
In
(43), G is overtly expressed as an argument, but T is only represented by a
classifier (see below).
(43)
|
loy
|
[iɬ]A
|
chi-poj-na
-bij-na=[Ø]A
|
[kinoɬ
|
ma’a]G
|
|
ITN
|
1
|
send-DR-CL.hide-BEN-DR=1SG
|
ART.F.AB.1
|
my_mother
|
|
‘I'll send my mother a
letter.’[10]
|
Example (44) represents
the malefactive construction with both arguments overtly
expressed.
(44) |
loy |
[iɬ]A |
chi-poj-na -bij-na=[Ø]A |
[us |
dichi:ye]G |
[no-kos |
wa:ka-toda=u]T |
|
ITN
|
1
|
go_out-CAUS-DR-MAL=1SG
|
ART.M
|
child
|
OBL-ART.N.AB
|
cow-CL.piece=3M
|
|
‘I’ll take out the
boy’s piece of meat (to his detriment).’
|
The marker
‑ɬe
(see Haude 2006: 405f.) is an applicative morpheme that derives indirective
verbs. It indicates that there is an additional entity involved, with respect to
which T is manipulated.[11]
Compare
(45a) and (45b). In (45a), which contains the non-applicative verb, the OBV
argument represents a participant that is directly affected by the event (a
stick that is cut). In (45b), the applicative indicates that the event affects
the relation between two entities: one entity, T (the stick), is manipulated
with respect to another one, G (e.g. a tree). Example (45b) shows T expressed as
an argument; example (46) shows both T and G overtly expressed, the former as an
argument, the latter as an adjunct.
(45)
|
a.
|
tan-na=Ø
|
as
|
kori:di
|
b.
|
tan-a:-ɬ
e=[Ø]A
|
[as
|
kori:di]T
|
|
|
cut-DR=1SG
|
ART.N
|
stick
|
|
cut-DR-CO =1SG
|
ART.N
|
stick
|
|
|
‘I cut the
stick.’
|
|
‘I cut the stick off (e.g. a
tree).’
|
|
|
|
|
|
|
(46)
|
sit-a:-ɬe=[Ø]A
|
[kos
|
siye:re]T
|
[no-kos
|
chor]G
|
|
sew-DR-CO=1SG
|
ART.N.AB
|
zip
|
OBL-ART.N.AB
|
shorts
|
|
‘I sewed the zip into the
shorts.’
|
The applicative suffix
-pa,
which is not very productive, occurs in some three-participant expressions like
chusa:pa ‘show’ (from
chus- ‘point at’),
vata:pa ‘teach’ (from
vat- ‘[make]
appear’) or
kena:pa ‘tell’ (whose root,
ken-,
does not occur in other environments). The derivation is illustrated in the
elicited examples (47a) and (47b). As (47b) shows, verbs containing this suffix
are secundative, with G encoded as argument.
(47)
|
a.
|
[iɬ]A
|
chus-na=[Ø]A
|
[us
|
alwaj=Ø]T
|
|
|
1
|
point_at-DR=1SG
|
ART.M
|
spouse=1SG
|
|
|
‘I point at my
husband.’
|
|
|
|
|
|
|
|
b.
|
[iɬ]A
|
chus-a:-
pa=[Ø]A--[’ne]G
|
[n-us
|
alwaj=Ø]T
|
|
|
1
|
point_at-DR-APPL=1SG--3F
|
OBV-ART.M
|
spouse=1SG
|
|
|
‘I present my husband to
her.’
|
The participant added by
the causative suffix
‑poj is the causee, which can be characterized
as G (i.e. not the participant affected by the caused action, but the one that
is being told to carry it out). This additional participant is encoded as
argument, while T, the entity affected by the caused action, is encoded as
adjunct. Hence, causativized verbs are secundative (G is an argument). Consider
the underived verb in (48a) and its derived counterpart in
(48b).[12]
(48)
|
a.
|
loy
|
iɬ
|
leve:-na=Ø
|
as
|
wa:ka
|
|
|
|
ITN
|
1
|
chase_away-DR
|
ART.N
|
cow
|
|
|
‘I’ll chase the cow
away.’
|
|
|
|
|
|
|
|
|
|
|
b.
|
loy
|
[iɬ]
A
|
leve-na-poj-na=[Ø]A
|
[aɬ
|
pa:ko]G
|
[n-as
|
wa:ka]T
|
|
|
ITN
|
1
|
chase_away DR-CAUS-DR=1SG
|
ART.N.1
|
dog
|
OBL-ART.N
|
cow
|
|
|
‘I’ll have my dog chase
away the cow.’
|
Causativized verbs as
well as some verbs derived by the applicative suffix
‑pa can be
combined with an additional applicative suffix,
‑(n)as (glossed
‘APPL2’ for lack of a better term), which, without any apparent
change in meaning, turns the verb into an indirective one. This is illustrated
in (49) and (50).
(49)
|
[iɬ]A
|
chus-a-pa:
-nas=[Ø]A
|
[us
|
alwaj=Ø]T
|
[n-i’ne]G
|
|
1
|
point_at-DR-APPL-APPL2=1SG
|
ART.M
|
my_spouse=1SG
|
OBL-PRO.3F
|
|
‘I present my husband to
her.’
|
(50)
|
jayna
|
kiro’
|
leve-na-poj
-as-na=[Ø]A
|
[kis
|
jokme]T
|
|
DSC
|
DM.PL.AB
|
chase_away-DR-CAUS-APPL2-DR=1SG
|
ART.PL.AB
|
bird
|
|
|
|
|
|
|
|
[ni-kinos
|
a:na=Ø]G
|
|
|
|
|
OBL-ART.F.AB
|
younger_sibling=1SG
|
|
|
|
‘I already had the birds chased away by my younger sister.’
|
The pragmatic function of
the suffix
-(n)as is not clear. In any case, the examples show that its
use is not conditioned by the referential hierarchy that plays a role
determining the argument frame of two-participant verbs. In (49), the suffix
promotes a NP to argument status, while the pronoun (which expresses the more
topical, i.e. previously introduced, participant) is an adjunct. In (50), the
suffix promotes a non-human T argument status, while the human G is an adjunct.
Even though animacy does not play a primary role in the hierarchy that
determines argument encoding in Movima, human participants are usually treated as ranking
higher than non-human participants. If the referential hierarchy played a role
for the application of the suffix
-(n)as, it would be expected that the
suffix be restricted to cases where T outranks G, so that the higher-ranking T
participant can be expressed as the argument.
Finally, a strategy to create
three-participant verbs that I wish to mention briefly is the incorporation of a
nominal element or classifier. The verb remains transitive (on this type of
incorporation see Haude 2006: 377ff.). Its argument frame is determined by the
semantic role of the participant represented by the incorporated element. When
the incorporated element represents T, the verb is secundative, with the
arguments A and G; when the incorporated element represents G, the verb is
indirective, with the arguments A and T. Consider the following examples. In
(51), the incorporated element represents T, i.e. the manipulated entity; the
non-A argument (OBV) expresses G. In (52), the incorporated element represents G
and the non-A argument expresses
T.[13]
(51)
|
loy
|
[iɬ]A
|
dol-a:
-mi=[Ø]A
|
[as
|
balde]G
|
|
ITN
|
1
|
fill-DR-CL.water=1SG
|
ART.N
|
bucket
|
|
‘I’ll fill the bucket
with water.’
|
(52)
|
loy
|
[iɬ]A
|
kon-a:
-loɬ=[Ø]A
|
[is
|
dokwe=Ø]T
|
|
ITN
|
1
|
take_out-DR-CL.water=1SG
|
ART.PL
|
clothes=1SG
|
|
‘I’ll take my laundry
out of the water.’
|
To sum up, most
valence-increasing mechanisms create secundative verbs; an exception is formed
by the suffix
-ɬ
e
‘co-participant’ and by incorporated elements representing G. As
was already apparent from the glosses of the verbs listed in (24) and (33),
three-participant verbs in Movima are often derived or seem to stem from
morphologically complex historical sources. Even though the present analysis is
not based on an exhaustive database, neither in terms of types nor of tokens, it
suggests that involvement of a third participant in Movima is in general
established by overt morphology; this question requires further research,
however, involving an analysis of both the lexicon and of text frequency.
4.
Conclusion
The expression of
three-participant events in Movima shows two major characteristics: firstly,
three-participant events are expressed by monotransitive verbs, which take one
non-A participant as an argument, while the other non-A participant is
optionally expressed as an adjunct. Secondly, the choice of which of the two
non-A participants is selected as the verb’s argument (T or G), is
lexically or, in the case of derived verbs, morphologically determined. The
first finding is relevant because the discussion of three-participant event
expressions in the linguistic literature generally focuses on predicates with
three syntactic arguments (Margetts and Austin 2007 being a notable exception);
the case of Movima shows that, in order to capture the variety of ways in which
three-participant events can be expressed, the scope has to be extended to
languages that do not have such ditransitive verbs. The second finding is
relevant in the context of the interaction between three-participant event
expressions and referential hierarchies. Since the encoding of the syntactic
arguments of transitive predicates in Movima is determined by a referential
hierarchy, it may seem striking that the hierarchy plays no role in the
assignment of argument status of verbs denoting three-participant events.
Apparently, only the opposition between an Agent (actor) and a non-Agent
(undergoer) is sensitive to the hierarchy; whichever non-Agent is selected as
argument by the verb, is encoded depending on its hierarchical relation with
respect to the Agent alone.
Symbols
and Abbreviations
= internal clitic, --
external clitic, < > infix, ~ reduplication
1=first person; 2=second
person; 3=third person; AB=absential; ADJCT=adjunct; AGT=agentive;
APPL=applicative; APPL2=applicative 2; ART=article; BEN=benefactive;
CAUS=causative; CL=classifier; CO=co-participant; DR=direct; DSC=discontinuous;
DUR=durative; F=feminine; FRUST=frustrative; FUT=future; HAB=habitual;
INAL=inalienable; INSTR=instrument; INV=inverse; ITN=intentional; LV=linking
vowel; M=masculine; MAL=malefactive; MOD=modal; MOV=moving; N=neuter;
NMZ=nominalizer; NP=noun phrase; NSTD=nonstanding; OBL=oblique; OBV=obviative;
OBV=obviative argument; PL=plural; PRED=predicate; PRO=free pronoun;
PROX=proximate argument; PST=past; R/R=reflexive; REAS=reason; REL=relative;
RES=resultative; SG=singular; TOP=topic position
References
Bickel, Balthasar. 2010.
Grammatical relations typology.
The Oxford Handbook of Linguistic
Typology
, ed. by Jae-Jung Song, 399-444. Oxford: Oxford University Press.
Haspelmath, Martin. 2005.
Argument marking in ditransitive alignment types
.
Linguistic
Discovery
3/1.1-21. doi:10.1349/ps1.1537-0852.a.280
Haude, Katharina. 2006. A
grammar of Movima. PhD dissertation, Radboud Universiteit Nijmegen. (Available
at
http://webdoc.ubn.ru.nl/mono/h/haude_k/gramofmo.pdf.)
-----. 2010. The intransitive
basis of Movima clause structure.
Ergativity in Amazonia, ed. by Spike
Gildea and Francesc Queixalós, 285-315. Amsterdam/Philadelphia: John
Benjamins.
-----. 2011. Argument encoding
in Movima: the local domain.
International Journal of American Linguistics
77/4.559-575 doi:10.1086/662156
-----. 2012. Saillance
inhérente et saillance discursive en movima.
Faits de Langues
39:169-180.
Malchukov, Andrej, Martin
Haspelmath, and Bernard Comrie. 2010. Ditransitive constructions: a typological
overview.
Studies in Ditransitive Constructions. A Comparative Handbook,
ed. by Andrej Malchukov, Martin Haspelmath and Bernard Comrie, 1-63. Berlin:
Mouton de Gruyter.
Margetts, Anna and Peter Austin.
2007. Three-participant events in the languages of the world: towards a
cross-linguistic typology.
Linguistics 45/3.393-452. doi:10.1515/ling.2007.014
Van Valin, Robert D. junior, and
Randy J. LaPolla. 1997.
Syntax: Structure, Meaning and Function.
Cambridge: Cambridge University Press.
Witzlack-Makarevich, Alena,
Balthasar Bickel, Lennart Bierkandt and Taras Zakharko. In preparation.
Alignment across the lexicon. Ms. University of Zurich.
Author's Contact Information: Katharina Haude
haude@vjf.cnrs.fr
[1]
The paper was prepared within the EuroBABEL project “Referential
Hierarchies in Morphosyntax” (DFG HA 5910/1-1). It is written in memory of
Anna Siewierska, who has pointed out the importance of investigating
three-participant constructions in inverse systems. I wish to thank Eva van Lier
and an anonymous reviewer for their valuable comments. The paper is based on a
corpus of text and elicitation data collected between 2001 and 2010 in Santa Ana
del Yacuma, Bolivia, and I am deeply grateful to the Movima speakers who had the
patience of teaching me their language.
[2]
I.e., the PROX enclitic cannot be omitted; the absence of an overt element (i.e.
=Ø), unambiguously marks the first person singular (see Haude 2010).
[3]
Animacy, or, more precisely, the opposition human vs. non-human, does not play a
primary role in the hierarchy. While in most scenarios with a human and a
non-human participant, the human participant is treated as higher-ranking,
animacy is easily overruled by other factors (see Haude
2010).
[4]
See Van Valin and LaPolla 1997. Since direct and inverse marking makes no
distinction between the more fine-grained semantic roles (Patient, Theme, Goal)
of non-agents, it is convenient for the description of Movima transitive
predicates to use the macrorole terms from Role and Reference Grammar.
[5]
When two third persons interact, an OBV pronoun contains an element
k-,
which I analyze as a redundant obviative marker (see Haude 2006:
279-280).
[6]
The homophony between the initial element
kay- of this verb and the
inverse suffix
‑kay can be considered as accidental. There is also
no evidence that the verb root
kay- ‘eat’ has anything to do
with the verb ‘give’ (see also note 11 further below).
[7]
This strategy (see Margetts and Austin 2007) is not unusual in Movima, but
further research is needed here.
[8]
Example (36) is one of the rare examples in the text corpus where the verb
batna is accompanied by the overt expression of both non-A participants.
It stems from a mythological story about the fox and the jaguar.
[9]
Note that if the verb were inverse, the OBV argument would be A, which shows
that a direct comparison in terms of semantic roles is not as straightforward as
might be thought.
[10]
First and second person are optionally encoded by a pronominal element preceding
the verb; see Haude 2011.
[11]
Some of the verbs listed in the previous sections contain the element
‑ɬe
,
but they are not synchronically analyzable since the meaning of their root is
not independently identifiable. In particular, the secundative verb
kaya:ɬe
‘give’, if historically derived by
ɬe,
must be considered as fully lexicalized: firstly, while there is a verb root
kay- ‘eat’, there is no evidence that this is synchronically
the root of the verb
kayaɬe;
secondly, if it were synchronically derived by the suffix
‑ɬe
,
the verb would be expected to be indirective.
[12]
On the double occurrence of the direct marker see Haude 2006: 96.
[13]
The classifiers
‑mi and
‑loɬ
both mean ‘water’:
‑mi is used for water as a
manipulable entity (e.g. for drinking),
‑loɬ
for water as a fixed entity (e.g. in a lake). For the verb
kona:loɬ
in (52) there exists a simple form,
kon-na (take_out-dr), which also
has T in the core:
kon-na=Ø is dokwe ‘I’ll take my
laundry out (of sth.).’ The verb
dola:mi in (51), however, never
occurs without the classifier representing T (see Haude 2006: 388ff.); for the
time being, there is no evidence that this strategy to express three-participant
events can change the argument frame of the verb.
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