Linguistic Discovery

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Volume 10, Issue 3 (2012)

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Referential Effects on the Expression of Three-Participant Events across Languages - An Introduction in Memory of Anna Siewierska
     by Eva van Lier    (PDF - 670k)

Introduction to special issue on Referential Effects on the Expression of Three-Participant Events across Languages

The Effects of Referential Factors in Mojeno Trinitario Derived and Non-Derived Ditransitive Verbs
     by Francoise Rose    (PDF - 585k)

This paper investigates the effects of referential factors (more specifically the person hierarchy) in non-derived and derived three-participant constructions of Mojeno Trinitario, an Arawak language of Bolivia. The basic effect of referential properties in the three-participant constructions is that only one object may be indexed on the verb, and it is has to be a speech act participant. Referential factors thus indirectly create a competition between the two non-agentive arguments for the object status. The person value of the two non-agentive arguments is thus conditioning a construction alternation between a double-object and an indirective alignment based on a semantic role hierarchy P / T > R / Causee. Differences along four tests of objecthood can be observed among the three types of three-participant constructions (ditransitive verb 'give', causativized and applicative-marked monotransitive roots). The clearest conclusion is that derived ditransitive verbs do not behave like non-derived three-participant verbs.

Ditransitive Alignment in Yakima Sahaptin
     by Joana Jansen    (PDF - 700k)

The grammatical coding of monotransitive and ditransitive clauses in Sahaptin (Plateau Penutian) demonstrates sensitivity to a range of factors, including animacy, person, topicality and number. The language over-codes participants throughout transitive paradigms, violating principles of economy in both flagging and indexing patterns. For example, a third person agent argument of any monotransitive or ditransitive verb may be case marked in one of three ways, depending on the properties of other participants. In this paper I discuss the categories of ditransitive clauses and describe the multiple ditransitive alignment patterns in the Yakima dialect of Sahaptin.

Referential Hierarchies in Three-Participant Constructions in Blackfoot: The Effects of Animacy, Person, and Specificity
     by Lena Russell, Inge Genee, Eva van Lier and Fernando Zuniga    (PDF - 912k)

This paper discusses alignment patterns in three-participant constructions in Blackfoot (Western Algonquian; Canada, USA). We demonstrate the effects of referential hierarchies relating to animacy, person and specificity. Blackfoot verbs stem are subcategorized for transitivity and the animacy of S (for intransitives) and P(atient), R(ecipient), T(heme), or B(eneficiary) (for (di)transitives), showing crossreference with at most two participants. Nonspecific participants are never crossreferenced, resulting in the possibility of constructions with three or even four participants, only one of which is crossreferenced on the verb. Even when all participants in a three-participant construction are specific, only two can be crossreferenced on the verb: the A and what is generally called the ‘primary object’ in Algonquian studies (T, R or B depending on the specific stem in question). Any remaining participants are not crossreferenced on the verb, irrespective of their specificity status. Whether T, R or B is chosen to be the primary object is lexically determined by the verbal stem, and more in particular by the so-called ‘final’, a derivational morpheme which closes every verb stem in Blackfoot. While Algonquian languages are often thought to display only secundative alignment, in line with the overwhelming importance of animacy in their grammars, we show that some stems require indirective alignment, while others allow for both configurations. Cross-referencing of A and B occurs as a result of applicativization with a benefactive final, which downgrades any potentially present T and/or R participants to noncrossreferenced objects. Finally, Blackfoot allows for a form of marking additional participants by a preverbal element called a ‘relative root’, which licenses a participant without influencing crossreferencing patterns and without indicating the specificity or animacy of the licensed participant.

The Expression of Three-Participant Events in Movima
     by Katharina Haude    (PDF - 556k)

In Movima (isolate, Amazonian Bolivia), the structure of transitive clauses is determined by referential properties of the core arguments: the encoding of an argument depends on the relative position of its referent on a referential hierarchy. Movima has no ditransitive constructions. Three-participant events are expressed by monotransitive clauses, with one of the non-Agent participants having the status of an argument and the other that of an adjunct. In three-participant clauses there are no reference effects, i.e., there is no competition for argument status between the two non-Agent participants based on their relative referential properties. Instead, the choice of which non-Agent participant is encoded as an argument and which as an adjunct is determined by the lexical or derivational properties of the predicate.

Ditransitive Alignment and Referential Hierarchies in Araki
     by Alexandre Francois    (PDF - 860k)

Since Bossong (1985), referential hierarchies have proven useful in accounting for patterns of differential object marking (DOM) in mono‑transitive clauses. More recent studies (Siewierska 1998; Haspelmath 2005; Bickel 2008; papers in this volume) have also shown the relevance of such hierarchies in explaining the alignment patterns of ditransitive verbs – that is, how languages treat formally the Theme and the recipient or Goal. Araki, a highly endangered Oceanic language of Vanuatu, not only shows DOM with its transitive verbs, but is also sensitive to referential properties of arguments in its handling of ditransitive alignment. On a hierarchy defined by the features [±local] (i.e. speech-act participant) and [±human], the higher-ranking participant receives the status of object, while the other one is demoted to a peripheral role. The result is a pattern of regular alternation between indirective and secundative alignment, depending on the relative properties of the Theme and the Goal. The present article will describe these patterns, and discuss cases of variation. Ultimately, rules of ditransitive alignment in Araki can be explained functionally as a competition between non-agent participants on a scale of affectedness.

Referential Hierarchies in Three-Participant Constructions in Vera'a
     by Stefan Schnell    (PDF - 738k)

This paper explores the relevance of referential hierarchies for different types of three-participant constructions in Vera'a, an endangered Oceanic language of North Vanuatu. In Vera’a, animacy, information structure and referential status of discourse participants interact in complex ways to influence the realization of goals/recipients in two different types of construction that both exhibit indirective argument alignment. The choice between a prepositional and a possessive-like construction is determined by semantic factors, namely whether a caused motion or a caused possession interpretation is intended. Referential hierarchies are relevant for the choice of referential expression for theme and goal/recipient argument, and these different types of expression are amenable for different positions in each type of three-participant construction. Word order variation does, however, not bring about a change of alignment which is indirective in all possible constructional variants. This is even true for cases where a pronominal recipient argument is incorporated into the verbal predicate, resembling the realization of pronominal P arguments.

Referential Hierarchy Effects in Yakkha Three-Participant Constructions
     by Diana Schackow    (PDF - 966k)

Yakkha (Kiranti language family, Nepal) has several constructions where speech act participants (SAP) and third persons are not treated alike. Such effects are found in the treatment of agents and patients of two-participant constructions, but also in the treatment of theme and goal arguments of three-participant constructions. This paper explores the referentiality effects on case marking and verbal agreement of theme and goal arguments. Crucially, most effects are scenario-based, i.e. they are conditioned not only by the properties of one argument, but by the relation between theme and goal. Besides the distinction between SAP and third person, the animacy of arguments can play a role, so that the argument realization in one construction is often conditioned by an interplay of several factors. Apart from alternations in case and agreement, Yakkha exhibits a serialization pattern that is related to an atypically high animacy of theme arguments. After analyzing these alternations and their conditions, the paper discusses how the findings match predictions that have been made about argument realization in three-participant constructions.

'Give' Constructions in the Papuan Languages of Timor-Alor-Pantar
     by Marian Klamer and Antionette Schapper    (PDF - 1053k)

This paper describes three-participant ‘give’ constructions in ten Papuan languages of the Timor-Alor-Pantar (TAP) family. Generally lacking a class of simple ditransitive root verbs, TAP languages express ‘give’ events by means of biclausal constructions (‘take X then give Y’), serial verb constructions (‘take X give Y’), or particle-verb constructions originating in serial verb constructions. In this paper, we focus on the syntactic treatment of the gift (T), since it, unlike the other participants in ‘give’ constructions, displays considerable diversity across the TAP languages. Through the study of the synchronic variation in TAP ‘give’ constructions, we reconstruct the syntactic constructions from which the various modern constructions have developed, and sketch the grammaticalization paths that have led to them.

A Corpus Study of Mexican Spanish Three-Participant Constructions with and without Clitic Doubling
     by Chiyo Nishida    (PDF - 735k)

In Spanish verbs associated with three participants – Agent, Theme and Recipient – may appear in alternating constructions, where the 3rd person recipient argument is realized as a prepositional phrase (PP) (Pedro envió una carta a María ‘Peter sent a letter to Mary’) or as one doubled by a clitic (Pedro le envió una carta a María ‘Pedro sent Mary a letter’), the latter being referred to as an indirect object (IO). This paper provides a corpus-based study of the distributional patterns of the two constructions that includes both give-type and send-type verbs. The analysis of PPs and IOs in terms of referential properties shows that both have a strong tendency to be [+definite]. However, the distribution of the IO is more constrained than the PPs in terms of certain referential properties, although there are some lexical differences observed among the verbs. The PP, on the other hand, is free of any restrictions. One important contribution of this study is that it provides empirical evidence that the IO associated with the role of Recipient behaves very differently from the one assuming other roles: clitic doubling, which has become the norm for the latter, is still very restricted for the former, contrary to what has been commonly assumed.


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