Volume 2 Issue 1 (2003)
DOI:10.1349/PS1.1537-0852.A.263
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Iambic Feet in Paumari and the Theory of Foot
Structure[1]
Daniel L. Everett
University of Manchester
This paper analyzes stress and
moraic constituencies in Paumari, an endangered language of the Arawan family of
the Brazilian Amazon. It argues that Paumari feet are quantity-insensitive
iambs, built from right-to-left within the prosodic word. Both of these latter
claims are theoretically important because they violate some proposed universals
of foot structure. The paper also discusses more general implications of the
Paumari data for theories of foot size and shape, proposing two constraints on
foot size, Foot Maximality and Foot Minimality, to replace the less fine-tuned
constraint Foot Binarity.
1. Introduction
The principal purpose of this paper is to describe the
unusual stress placement facts of Paumari, a member of the Arawan linguistic
family. All of the Arawan languages are spoken near the Purus river in Western
Amazonas state, Brazil. Like the other Arawan languages, Paumari is highly
endangered. There are only a few hundred speakers of Paumari, and most of them
speak Portuguese increasingly, even among themselves (although Paumari is spoken
more often than Portuguese, and children still grow up speaking Paumari). It is,
therefore, extremely urgent that we document this language now, before the
lessons it has to teach us are lost. The languages belonging to the Arawa family
are: Paumari, Madi (comprised of three dialects, Yarawara, Yamamadi, and
Banawá), Deni, Kulina (these latter two are members of a subfamily,
Madijá), Suruwahá, and Arawá (extinct for several decades).
See Buller, Buller, and Everett (1993) and, especially Dixon (2000) for details
on Arawan. Secondarily, the paper discusses the theoretical implications of this
description for some widely assumed theories of stress and foot theory. For
concreteness, the paper adopts an Optimality-Theoretic approach to the analyses,
though there is no intent to thereby endorse any particular theory. The
paper’s empirical contribution is the description of an unusual stress
system from an endangered Amazonian language. Theoretically, the paper
contributes to our understanding of the interactions between foot structure,
syllable shape, and word-size. It concludes that some widely-accepted theories
of iambic feet are incorrect.
The paper is organized as follows. Section two describes the basic
features of Paumari stress placement and gives the Paumari segmental inventory.
Section three offers a more detailed OT analysis of prosodic constitutents in
Paumari – words, syllables, and feet. It also offers an analysis of
variations in stress placement in reduplicated forms. It considers and rejects a
trochaic counteranalysis in the final subsection, clearing the way to draw a
number of theoretical conclusions about iambicity from the Paumari facts. In
section four these implications are considered in more detail. The paper
concludes with a summary of its major findings.
2. An overview of stress
placement in Paumari
2.1. Phonemic inventory
The Paumari segmental inventory is about average size, as
Amazonian languages go, with 23 phonemes. But this relatively small inventory
includes some areally unusual phonemes, in particular two aspirated voiceless
stops and two voiced implosives. Dixon (2000) provides a clear overview of
Arawan segmental phonology and a partial reconstruction of proto-Arawan
phonology, including Paumari data in his reconstruction.
The phonemic inventory of Paumari is (the orthographic symbol is in bold
followed by the phonemic symbol): 'b /∫/ voiced glottalized implosive bilabial
stop; 'd /Î/ voiced glottalized implosive alveolar stop; b /b/ voiced bilabial
stop; d /d/ voiced alveolar stop; g /g/ voiced velar stop; j
/dʒ/ voiced alvelopalatal affricate; p /p/
voiceless bilabial stop; t /t/ voiceless alveolar stop; th /th/
voiceless aspirated alveolar stop; k /k/ voiceless velar stop; kh
/kh/ voiceless aspirated velar stop; tx
/tʃ/ voiceless alvelopalatal affricate; f
/f/ voiceless labio-dental fricative; s /s/ voiceless grooved alveolar
fricative; h /h/ voiceless glottal fricative; m /m/ bilabial nasal stop; n /n/
alveolar nasal stop; r /ɾ/ voiced alveolar
flap; v /w/ voiced labiovelar approximant; '
/ʔ/ glottal stop; i /i/ high front close
vowel; o /o/ back mid rounded vowel; a /a/ central low vowel.
2.2. Basic stress
facts
For the moment, let us assume that Paumari syllables are
always of the shape CV or CVV and that they are always monomoraic. This enables
us to state the preliminary generalizations about Paumari stress placement in
(1) and (2):
(1) Secondary stress is placed on every odd-numbered mora from
right-to-left.
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(2) Primary stress is placed on the antepenultimate
mora; in words of less than three moras in length it is placed on the
final (rightmost) mora.
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These generalizations are illustrated in (3):
(3)
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a. vainí
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‘river’
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(cf. *váinì)
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b. kajoá
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‘water spring'’
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(cf. *kájoà)
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c. hoáranì
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‘one’
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d. jáo'orò
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‘cutia’
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(cf. *jaó'orò)
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e. vaitxánavà
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‘little ones’
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(cf. *vàitxánavà)
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f. káihaihì
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‘type of medicine’
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(cf. * káihàihì)
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g. náothinià
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‘after’
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(cf. * náothìnià)
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In (3a) there is only one, primary, stress in the word. This is because
the word is less than three moras in length, activating the qualification clause
in statement (2). The same is true of (3b). Notice that the examples in (3) show
that CVV syllables are treated like CV syllables for stress placement,
regardless of their position in the word. This is seen by the fact that stress
skips them entirely when they are to the left of an odd-numbered mora. Since all
syllables in (3) are impressionistically the same length and behave the same
with regard to stress placement, I have analyzed them all as monomoraic. It is
also relevant to note that when one of the monomoraic CVV sequences in stressed,
stress goes on the most open or sonorant vowel, whereas sonority does not
influence stress placement in the words in (4).
As just stated, CVV syllables are normally monomoraic and when they are
stressed, their most open/sonorant vowel bears stress. However, there is an
important class of exceptions to this, namely, monosyllabic CVV words (there are
no CV monosyllables in the language), as shown in (4):
(4)
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a. goá
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‘sound made by someone knocking’
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b. koá
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‘mouse’
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c. pió
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‘mutum-piorim’ (wild turkey)
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d. hió
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‘liquid’
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e. haí
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‘yes’
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f. 'oá
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‘true/only’
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g. vaó
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‘gourd’
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h. miá
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‘mother’
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The words in (4) are stressed as the bimoraic words in (3a) and (3b).
And the words in (4) are impressionistically of the same duration as the words
in (3a) and (3b), i.e. other bimoraic words. The CVV sequences of (4) are
obviously and significantly longer in duration than the CVV sequences in (3).
Also, the CVV sequences in words like those (4) are always stressed on the final
mora, regardless of the sonority/openness of its associated vowel, unlike the
CVV sequences in (3), where the most open/sonorant vowel bears the stress.
The duration and stress contrasts between the CVV sequences in (3) and
(4) are due to the fact that in Paumari no word may be less than two moras in
length. Monosyllabic words, composed of syllables that would otherwise be
shorter than two moras, are bimoraic in duration, evidenced by their perceived
length and stress placement, thus satisfying this constraint on minimal word
size. This constraint is formalized in section three below. All Arawan languages
except Deni (see Everett (1995), Buller, Buller, and Everett (1993), and
Ladefoged, Ladefoged, and Everett (1997)) manifest this same bimoraic minimal
word constraint. Further examples of stress placement in Paumari are given in
(5)-(9) (where ` = secondary stress):
(5) Two-syllable words
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(Stress is only found on the ultima in bisyllabic words. This is where
both secondary and primary stresses are predicted to fall by the analysis in
section three below):
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a. oní
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‘Demonstrative: here, now, close to speaker’
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b. pahá
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‘water’
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c. 'bo'dá
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‘old’
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d. bodá
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‘to open’
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e. bahá
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‘rain’
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(6) Three-syllable words[2]
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a. bóvirì
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‘star’
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(cf. *bovìri)
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b. másikò
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‘moon’
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(cf. *masìko)
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c. árabò
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‘land’
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(cf. *aràbo)
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d. kárahò
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‘large’
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(cf. *karàho)
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e. bádarà
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‘year’
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(cf. *badàra)
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(7) Four-syllable words
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a. kajóvirì
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‘island’
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b. kabáhakì
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‘to get rained on’
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c. afóronì
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‘yet’
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(8) Five-syllable words
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a. ìtarápahà
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‘channel of water (flowing around island; shortcut in
river)
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b. àhakábarà
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‘dew’
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c. sànaráhakì
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‘to bifurcate’ (intransitive)
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(9) Six-syllable words (largest reliable exemplars in my
corpus)
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a. katàrarárakì
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‘unequal, uneven, unround’
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b. sohìribánakì
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‘complete, well-formed circle’
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c. athànarárikì
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‘sticky consistency'’
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I formalize this analysis in section three. I restate this rule
slightly, using syllables rather than vowels as the basic stress-bearing unit.
3. Prosodic constituents
within the word
3.1.
Introduction
Phonological theory over the past decades has accepted and
developed ideas from centuries of work on poetic meter and literature. Namely,
various sound groupings above the segment exist and are vital to the
understanding of how native speakers use and perceive their language. Modern
prosodic theory has enriched our understanding of these groupings, labelling
them and showing that languages carefully constrain the relative sizes of the
different groupings. I am here concerned with three groupings: syllables, feet,
and words. The generalization is that the maximal size permitted on one level is
the minimum size permitted on the next level up.
The sizes are given in (10), with argumentation to follow:
(10) Prosodic constituent size restrictions in Paumari:
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a. Syllables are maximally monomoraic.
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b. Feet are maximally bimoraic (modulo degenerate feet).
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c. Words are minimally bimoraic.
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Each generalization is justified in the following
subsections.
3.2. Word size
In all Arawan languages (except for Deni, see Everett
(1995)), phonological words are never less than two moras in length. Paumari
fits this pattern. Hypothetical, negative evidence is given for this
generalization in (11) and positive evidence in (3) and (4).
There are no prosodic words in Paumari like the hypothetical forms in
(11):
(11) *pi, *sa, *du, etc.
Positive evidence for this
constraint is found in the weight of vowel sequences in words like (4) above vs.
the vowel sequences in (3), repeated here:
(3)
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a. vainí
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‘river’
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(cf. *váinì)
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b. kajoá
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‘water spring'’
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(cf. *kájoà)
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c. hoáranì
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‘one’
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d. jáo'orò
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‘cutia’
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(cf. *jaó'orò)
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e. vaitxánavà
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‘little ones’
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(cf. *vàitxánavà)
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f. káihaihì
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‘type of medicine’
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(cf. * káihàihì)
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g. náothinià
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‘after’
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(cf. * náothìnià)
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(4)
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a. goá
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‘sound made by someone knocking’
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b. koá
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‘mouse’
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c. pió
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‘mutum-piorim’ (wild turkey)
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d. hió
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‘liquid’
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e. haí
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‘yes’
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f. 'oá
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‘true/only’
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g. vaó
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‘gourd’
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h. miá
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‘mother’
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Only the vowel sequences in words like (4) are ever bimoraic. Vowel
sequences are strictly monomoraic elsewhere, e.g. in (3). This contrast also
shows that the length of the diphthongs in (3) cannot be due merely to their
position within the word. We explain both examples like (11) and the
contrast between (3) and (4) by positing the constraint in (12) below, which is
found in other Arawan languages:
(12) Minimal Word Size (WdMin: *[m]): Words in Paumari are
at least two moras in length.
We return to this constraint below and show its effects in words like
(4) more precisely. First, however, we must consider a constraint on syllable
size which interacts with (12).
3.3. Syllables and syllable
size
Standard arguments for syllable shape and size are found in
a given language’s phonotactics (Ewen and van der Hulst (2001:122ff) and
stress placement facts (Hayes (1995)). Such arguments have been buttressed
recently in work by Gerfen (2001:185ff), who argues that direct phonetic
licensing of segments (and thus phonotactics), as advocated in Steriade (1997),
is inadequate and that phonotactics still require reference to syllables (though
cf. Blevins (2003)).
Here are the phonotactic observations I would like to explain:
(13)
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a. No more than two vowels are ever found string-adjacent in a word:
*VVn (n > 1).
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b. All sequences of vowels are monomoraic, except in words of shape
[CVV].
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c. Moraic vowels not preceded by consonants appear in word-initial
position only, modulo (b).
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Observation (13a) is based on the
absence of Paumari words like the hypothetical forms in (14):
(14) *pioapa, *paiaosi, *siaira, etc.
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Consider how (13b) accounts for the grammaticality contrasts in
(15)–(21). The ungrammatical examples are stressed by allotting one mora
per vowel. The grammatical examples are stressed by allotting one mora per vowel
sequence/syllable.
(15)
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a. *váidì
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‘clouds’
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b. vaidí
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(16)
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a. *máisà
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‘bride’
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b. maisá
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(17)
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a. *siárià
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‘species of snake’
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b. siariá
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(18)
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a. *bìahòarívinì
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‘to spill’
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b. biàhoarívinì
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(19)
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a. *sokóanì
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‘washing’
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b. sókoanì
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(20)
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a. *hotáirì
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‘deer’
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b. hótairì
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(21)
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a. *a'daímakì
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‘deep’
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b. a'dáimakì
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Words such as the hypothetical forms in (22) are also missing from my
corpus and in fact are predicted not to occur by the analysis I have proposed
above. That is, there are no long vowels in Paumari in my analysis.
(22) *biira, *poo'da, *ribaa, etc.
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The remaining observations are based on facts already illustrated above.
Reasoning abductively, what assumptions might we make about the observations in
(13) above to render them unsurprising? I suggest the proposals in
(23):
(23)
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a. All Paumari syllables have onsets.
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b. All segments in Paumari are parsed.
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c. No epenthesis is allowed.
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d. Words are minimally bimoraic ((12) above).
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e. Syllables are no more than one mora in length.
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The type of analysis I have been assuming so far assumes a CV
phonotactic arrangement and alternating stress pattern in Paumari words, with
deviations from this simple basis forced by more important (to Paumari)
constraints on word shape. This kind of approach can be neatly formalized in
Optimality Theory (OT). In an OT analysis of a language, we must identify the
relevant operative constraints in a language and rank them. Any constraint can
be violated in order to obey a more highly-ranked constraint.
The proposals in (23) can thus be translated into the constraints in
(24), ranked as in (25). The interplay of these constraints is shown in Tableaux
1-3.
(24) Constraint Ranking:
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a.
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(Onset – all syllables have onsets) |
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_ |
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b. Maximum Input-Output Segment Correspondence (Max
IOseg):
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Input segments are maintained in the output (no deletion).
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c. Output Segments Dependent on Input Segments (Dep
IOseg):
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Output segments correspond to input segments (no epenthesis).
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d. Word Minimality (WdMin): *[_] (words are minimally
bimoraic)
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e. Syllable Maximality (SylMax):
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*mm
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\/
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s
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(25) Max IOseg,, Dep IOseg
>> WdMin >> SylMax >> Onset
To fully appreciate these constraints and their ranking, consider the
following tableaux:
Tableau 1
Tableau 2
Tableau 3
In the next section, this analysis is formalized somewhat, so that its
significance can be better appreciated.
3.4. Foot structure and
secondary stress
Since, as shown in the previous section, syllables are
always monomoraic, I will make the least controversial assumption (Hayes (1995))
and claim that feet are built on syllables in Paumari. All feet on the lowest
layer (secondary stress) are iambic – right-headed, binary groups of
syllables:
Moreover, all feet are oriented towards the right edge of the word. To
use a process metaphor, they are built from right to left. This is illustrated
in (27)-(33).
As was the case with syllable structure, so too with stress-placement,
we can express the facts observed in terms of a small number of constraints,
without derivations and without process metaphors. The constraints I wish to
propose, fairly standard in OT, are give in (34)-(35):
(34)
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a. FtBin: Feet are binary at some level of analysis (where the levels
of analysis are m or s).
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b. Align-R: (Ft, Hd) (place the head of each foot at the right edge of
that foot).
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Right-to-left orientation (in the sense that degenerate feet
appear on the left):
(35) Align-L: (PrWd, Ft)
This constraint says that feet ‘prefer’ to line
up on the left edge of the word. As Crowhurst and Hewitt (1997) demonstrate,
this will place degenerate feet on the left margin of the word.
To ensure that no syllables are left unfooted, even if footing them
would violate FtBin, by creating a non-binary foot, the high-ranked constraint
in (36) is proposed:
(36) Parse-s: Syllables are constituents of feet.
These constraints are ranked in (37):
(37) Parse-s >> FtBin >> AlignHd >>
AlignFt
Illustrative examples are given in tableaux 4 and
5:
Tableau 4
Tableau 5
3.5. Foot structure and primary
stress
Like syllables and secondary stress, primary stress can also
be accounted for by ranked constraints, by placing a ‘superfoot’ on
the secondary stress feet, a standard approach to primary stress in the
generative literature.
Finally, the constraints in (38) correctly determine primary stress
placement.
(38)
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a. Align-L: (Sft, Hd) (The head of the superfoot in on the left margin
of the foot.).
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b. Align-R: (PrWd, Sft) (The superfoot goes on the right margin of the
word.)
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Tableu 6 demonstrates how these constraints work together.
Tableau 6
Tableau 7
Our analysis to this point provides a straightforward
account of stress in reduplicated forms.
3.6. Reduplicated
Forms
Stress on bisyllabic reduplicants occasionally appear to
violate the statement of stress placement above (see also Chapman and Derbyshire
(1991:349)). This is shown by comparing the prime vs. non-prime examples in (39)
below. Both sets of examples are grammatical. In the non-prime example, the
reduplicant is stressed on its rightmost syllable, although our analysis
predicts it to fall on its leftmost syllable and that there will be no adjacent
stresses). In the prime-example, the reduplicant is stressed on its leftmost
syllable. Alternatively, however, these forms are handled easily under the
proposal that the reduplicant is treated by Paumari grammar as, alternatively, a
(at least semi-) separate prosodic unit from the base or as part of the entire
reduplicated word (where () = prosodic word and [] = grammatical word).
(39)
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a.
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ma'gi''magi'ni
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‘mist, fog’
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([ma'gi)''magi'ni])
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a’.
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'magi''magi'ni
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‘mist, fog’
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(['mag''magi'ni])
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b.
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ma'g''magi'ki
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‘to mist’
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([ma'gi)''magi'ki])
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b’.
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'mag''magi'ki
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‘to mist’
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(['mag''magi'ki])
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c.
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si'r''siri'ni
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‘wind’
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([si'ri)''siri'ni])
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c’.
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'sir''siri'ni
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‘wind’
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(['sir''siri'ni])
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d.
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ro'''roa'ki
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‘cylindrical, circle’
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([ro'a)''roa'ki])
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d’.
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'ro''roa'ki
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‘cylindrical, circle’
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(['ro''roa'ki])
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In the sections which follow I am going to consider the implications of
this analysis of Paumari for the widespread belief (see Hayes (1995:80) and
Kager (1993, 1995a, 1995b)) that phonetics largely determines foot structure.
This claim is known in one form as the ‘Iambic/Trochaic law’, and
was first proposed by Hayes (1995:80) and then frequently defended by Kager
(1993, 1995a, 1995b, 1997). This ‘law’ is given in (40):
(40) Iambic/Trochaic Law (Hayes 1995:80)
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a. Elements contrasting in intensity naturally form groupings with
initial prominence.
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b. Elements contrasting in duration naturally form groupings with final
prominence.
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Since my analysis shows that syllable duration plays no role
in iambic foot construction in Paumari, (40) is violated. The implications of
this violation are taken up in section 4 below. Before considering these
implications, however, we need to first consider a non-iambic alternative to the
analysis of Paumari stress. We cannot avoid consideration of this alternative,
because it would ‘save’ (40), which has been one of the strongest
sources of support for the hypothesis that phonetics largely determines foot
shape.
3.7. A trochaic
alternative
If the analysis of Paumari stress just presented is correct,
then, among other things, it follows that (40) must be abandoned or
reinterpreted as a violable OT constraint. But before concluding that (40) is
violable or just wrong, however, we must consider a possible alternative
analysis, owing to work by Kager (1989) on Tübatulabal. This alternative
must be successfully eliminated to establish a warrant for our rejection of
(40). Consider first the Tübatulabal words in (41) and (42) (ultimately
from Voegelin (1935) but taken here from Hayes (1995:264)). The basic facts are
that (i) final syllables bear primary stress; (ii) heavy syllables (CV:) are
stressed; (iii) every other light syllable before a heavy syllable is stressed.
Crowhurst (1991) proposes to analyze these facts in terms of right-to-left iambs
(' = secondary stress; '' = primary stress):
(41)
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e'le''git
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‘he is looking out’
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(42)
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hat'da:'wah''bi
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‘you must cross it’
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If Crowhurst is correct, then
Tübatulabal violates the Iambic/Trochaic Law. Iambic parses of (41) and
(42) are given in (43):
The parses in (43) are quite similar to parses suggested for
Suruwahá in Everett (1996). If correct, then once again the
Iambic/Trochaic Law is violated. However, Kager (1989) makes a very ingenious
proposal to save the Iambic/Trochaic Law, cited in Hayes (1995:264). Kager
analyzes Tübatulabal as a trochaic system, avoiding any violation. He does
this by top-down parsing, in which the final syllable is stressed first, as a
degenerate foot, and then the rest of the word is parsed. This is ingenious
because prior to Kager’s suggestion, most analyses were based on bottom-up
parsing (and most still are). Hayes (ibid.) summarizes Kager’s proposal as
in (44):
(44) Tübatulabal stress
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a. Word Layer Construction
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End Rule Right
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b. Foot Construction
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Form moraic trochees from right-to-left. Degenerate feet are allowed in
strong position.
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If Kager is right in his reanalysis, then the forms in (43)
are incorrect. The correct parse for (43a) is given in (45):
But this counterproposal cannot rescue the Iambic/Trochaic Law from the
Paumari facts because primary stress in Paumari is on the antepenult in
polyvocalic words and cannot, therefore, be accounted for by End Rule Right. So
far as I have been able to determine, however, Paumari is the only iambic stress
system reported on with antepenultimate stress. This unique aspect of its
primary stress makes it a severe counterexample, as we have just seen, for all
attempts at reanalysis.
Since Kager’s End Rule Right analysis is the only viable
alternative to my iambic analysis of Paumari, and since Kager’s analysis
fails to account for Paumari, I conclude that Paumari does indeed violate the
Iambic/Trochaic Law. Therefore, it is important to consider the implications of
Paumari for prosodic theory.
4. Consequences for foot
theory
4.1. The Iambic/Trochaic
Law
Kager’s work on iambicity has convinced me, like most
phonologists, that there is something important about the proposed
Iambic/Trochaic Law. But at the same time the facts of Paumari require us to
abandon this as a ‘law’. In OT, this simply means that this
‘law’ is a violable constraint (rather than, say, part of
Gen(erate), the function which houses inviolable constraints in OT). If nothing
else had ever been said about (40) in modern phonological theory, we could
simply leave it at this.
But when I say we ‘simply’ reinterpret this as a violable
constraint, I refer to the mechanics of the theory. In actuality, the
consequences for a good deal of work in the theory are severe. Several recent
works have attempted to derive the Iambic/Trochaic law from the interplay
of other constraints in OT. All of these works begin with the assumption that
this law is in a sense inviolable, that is, that the empirical generalizations
upon which it is based are inviolable. Yet if I am correct here, there is
nothing to derive. If the law is merely a violable constraint, there is not much
else to say about it. This would have serious implications, however, for some
recent work. Perhaps the two major attempts to derive this ‘law’ in
Optimality Theory are Eisner (1997) and van de Vijver (1998). Since their
factual assumptions about iambicity are nearly identical, I will consider only
van de Vijver’s (van der Vijver) project.
van de Vijver claims that “... iambs (rightheaded feet) have four
properties which are remarkable and which are not explained by any current
metrical theory.” The properties are:
(46) On the supposed uniqueness of iambs:
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(a) “First it appears that iambs are only assigned from
left to right. The few languages which have been claimed to make use of
iambs which are assigned from right-to-left, can be reanalysed in terms
of leftheaded feet assigned from right-to-left (Kager 1989); (van der
Vijver 1)
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(b) “Second, in iambic languages stress on final and initial
syllables is avoided... The evidence ... seems to be that iambic systems resist
all [emphasis in original, DLE] edge-adjacent syllables, a fact which deserves
a principled explanation.” (van der Vijver 2,3)
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(c) “Third ... in iambic languages disyllabic words are usually
stressed on the first syllable, although in longer words the second syllable is
stressed.” (van der Vijver 3) [By ‘first syllable’, van der
Vijver means the penult, DLE.]
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(d) “Fourth, the iambic foot, par excellence, a light
syllable, l, followed by a heavy one, h, does not play a role as a primitive
in prosodic morphology.” (van der Vijver 3)
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Paumari clearly violates
(46a)-(46c). Therefore, these points are false. But if (46a)-(46c) are false,
then (46d) becomes irrelevant. There does not seem to be any ‘wiggle
room’ here. van de Vijver’s research on iambs, representative of a
good deal of recent received opinion about foot structure (tracing back, of
course, to the massively influential work by Hayes (1995) and, to a lesser
degree, the various research reports by Kager cited in this paper) is in a
crucial aspect misguided (see also Eisner (1997:1) also for a nearly identical
list of assumptions about iambs, equally falsified by the conclusions of this
paper).
But is it fair to throw out otherwise well-developed proposals by e.g.
van der Vijver and Eisner based on a single language? Of course it is. As
Ladefoged and Everett (1996) conclude, there is no principled way to avoid the
implications of data merely because they are ‘rare’ or
‘exotic’, both of which all too often merely describe our sampling
techniques rather than the actual distribution of properties of natural
language. So, again, the results of this research on Paumari is quite relevant
to theories of foot structure in modern phonology. A prudent response to the
problems the Paumari data raise, it seems to me, is to hesitate to rush into the
proposing of laws and universals of prosody based on our quite impoverished
state of knowledge about prosody.
Before concluding this section, there is another theoretical implication
of Paumari for the Iambic/Trochaic law which must be addressed. This implication
is in some ways more significant than the theory-internal implications we have
just considered.
4.2. The phonetic
underdetermination of foot structure
The consequences of interpreting (40) as a violable
constraint of some form extend beyond the architecture of Optimality Theory.
They affect our very understanding of the phonetics-phonology interface.
Consider the following remarks from Hayes (1995:70ff), where he argues that the
Iambic/Trochaic law is the linguistic formalisation of “... a purely
rhythmic principle.” He proceeds to discuss a number of extralinguistic
factors to support the idea that the Iambic/Trochaic law in (40) reflects
natural perceptual principles of human cognition. He begins by focussing on
relatively recent experimental work by Rice (1992) (replicating earlier
experiments by other researchers). Hayes notes that this experiment shows the
following ‘usual results’: “... in the case of intensity
contrast, the preferred grouping is with the most prominent element first ... In
the case of durational contrast, the preferred grouping is with the most
prominent element last...” Hayes (p80) also discusses research on
musicians’ perceptions and notes that these too seem to confirm the
perceptual preferences Rice’s work corroborates. This is an interesting
result by any standards. And yet we know that not all phonology is driven by
phonetics, just as not all syntax is driven by information structure or
semantics. What in effect has happened is this, it seems to me. Hayes searched
the literature on prosody about as well as anyone ever has and was unable to
find clear examples of nonlength-based iambic systems. In addition to this, he
was aware of the perceptual research. It is only natural, therefore, that he
would propose that the Iambic/Trochaic law as a universal of human cognition,
unlikely to be violated in human languages. If that result could stand, then we
would have a significant amount of theory of foot structure motivated
functionally, externally to linguistics in part arising from phonetics in other
aspects (what is easier to hear). But the Paumari facts eliminate this strong
interpretation of the Iambic/Trochaic law as determined by phonetics. This means
that foot structure (like so much else in grammar, after all) is partly
independent of extralinguistic considerations and is a genuine part of grammar.
And this is an important result from the Paumari research and the violability of
the Iambic/Trochaic Law.
4.3. Foot
structure
4.3.1.
Introduction
In addition to leading us to abandon (40) as a law,
Paumari’s prosody has other significant implications for the theory of
foot structure. These implications concern the distribution of degenerate feet
and the relationship between degenerate feet and WdMin.
According to Hayes (1995:87), degenerate feet are constrained severely,
per (47):
(47) Prohibitions on Degenerate Feet
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Foot parsing may form degenerate feet under the following
conditions:
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a. Strong prohibition - absolutely disallowed.
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b. Weak prohibition - allowed only in strong position, i.e. when
dominated by another grid mark.
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Hayes suggests that (47) might be supplemented by
(48):
(48) Non-prohibition - Degenerate feet are freely allowed.
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Hayes is concerned with the
distribution of degenerate feet for various reasons. Especially important is the
perceived correlation between foot size and word size, apparently enabling the
latter to be derived from the former (p. 88): “... a ban on degenerate
feet makes predictions about possible word shapes. In particular, assuming that
every phonological word must contain at least one foot, and that there are no
degenerate feet, then there can be no degenerate-size words.” In this
quote, Hayes is in effect proposing the implicational universal in
(49):
(49) No degenerate feet. No degenerate words
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This implication seems correct, so long as it is restricted to prosodic
words, as Hayes intends. However, later in the text (p. 95), Hayes makes it
clear that he in fact has a stronger implicational relationship in mind, namely:
“... degenerate feet will only occur in strong position, only at the
(right/left) edge of the word where footing is (left-to-right/right-to-left),
and only in languages that allow degenerate-size monosyllables.”
(emphasis mine, DLE)
The emphasized portion of this quote is incorrect, if the analysis above
is right. Paumari lacks degenerate words, but it allows degenerate feet.
Moreover, its degenerate feet are neither restricted to “strong
position”, i.e. to where primary stress falls (see (47) and Tableau 4
above), nor are they completely unrestricted; i.e. they do not fall under
Non-prohibition in (48) above.
Hayes (1995:100) argues that apparent cases of degenerate feet in weak
positions are likely to turn out in reality to result from lengthening. His
claim would be that in a word, like arabo ‘land’, in Tableau
1, the initial a is lengthened, in effect producing a binary foot in
word-initial position, as in (50):
But phonologically relevant lengthening simply does not occur in
Paumari. For example, consider how my analysis would represent the word,
biakavaka'oahivini ‘to close’ (see Everett (1998) for other
examples of Syllable Integrity violations, i.e. dividing syllables between
feet):
The representation in (51) predicts that all syllables are equal in
length. Even with stress, this is still largely true for most nonfinal syllables
and is roughly true for final syllables. The length produced by stress is real,
but usually subtle. If the stressed constituents were phonologically
long, however, the representation would have to modified as in (52a) or
(52b). If we accept my proposal that diphthongs are monomoraic then, with the
hypothesized added length, we have (52a):
But (52a) is falsified by the simple fact that stressed vowels are never
twice as long as diphthongs. If, on the other hand, we assume that diphthongs
are bimoraic, as in (52b), we create a different problem. Consider the
penultimate and initial feet in (52b). Both violate the Iambic/Trochaic law
because they contain no length contrasts, yet still have final prominence. Since
they are of equal length, if we divided them instead into separate feet we would
wrongly predict that both feet would be stressed or, alternatively have to
appeal to some sort of clash avoidance (the effect of which would be to
duplicate the effects of the feet in (51)). Such moves represents a significant
and otherwise unwarranted complication of the grammar of Paumari (and they would
make it quite unlike any other Arawan language, prosodically; see Everett
(1995)). So, we must reject Hayes’ claims regarding degenerate
feet.[3] Let us turn now, though, to
consider another influential hypothesis on degenerate feet.
4.3.2. Degenerate Feet,
WdMin, and Catalexis
Hayes, as we have just seen, not only predicts that
degenerate feet will be restricted to strong positions, he also predicts a very
tight correlation between minimal word size and degenerate feet. However, his
predictions in this regard fail. But there is another proposal to maintain the
relationship between degenerate feet and minimal word size which avoids the
problems faced by Hayes’s proposal, so we must consider that proposal as
well before closing the present section.
Kiparsky (1991) and Kager (1995a) propose a different, quite ingenious,
account of degenerate feet, based on a notion Kiparsky labels Catalexis.
According to Kager (1995b, p447), Catalexis is based on the idea that final
stresses on so-called degenerate feet are under “grammatical
control” and not merely phonetic facts, as in Hayes’ account. Kager
(1995n, 447) claims that this allows him and Kiparsky to capture the fact that
“... in rightward trochaic systems, the presence of degenerate-size words
correlates with the presence of final stresses in odd-numbered
words.”
Catalexis claims in effect that there are no degenerate feet, period,
and that where there appear to be degenerate feet, there is in reality a
“segmentally empty metrical position at the right edge of the word, i.e.
essentially the logical counterpart of extrametricality.” (Kager
1995b:447).
In words with odd-numbers of moras, the catalectic mora is footed. It is
left unfooted, however, in words of even numbers of moras. It makes the
prediction in (53):
(53) Catalexis: Degenerate words Final stress in
odd-numbered words.
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Although this correlation is irrelevant in Paumari, Catalexis might
nonetheless still be argued to hold, even if vacuously. However, it must be
rejected because because of another implication that Kager (1995:447) draws from
it, namely, that it is “... predicted that catalectic languages have no
word minimum.” But as we have seen, there is a minimal word
constraint in Paumari, thus vitiating the Catalexis analysis.
4.3.3. Degenerate Feet and
FtBin
As Everett (1990, 1994, 1996), Hewitt (1994), Crowhurst and
Hewitt (1997), Downing (1998), and Green and Kenstowicz (1995) have pointed out,
the standard statement constraint on foot size, Prince & Smolensky’s
(1993:47) must be reformulated. Prince and Smolensky propose FtBin, repeated
here:
(54) FtBin: Feet are binary at some level of analysis (where
the levels of analysis are m or s).
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The reason (54) must be reformulated is that it cannot account for
crosslinguistic variation in the ‘repairs’ to violations of it (see
the references cited). I will therefore follow proposals of the work cited and
reformulate (54) as (55) and (56):
(55) FtMax (Foot Maximality): Feet are maximally binary
(unit of measure = m or s).
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(56) FtMin (Foot Minimality): Feet are minimally binary
(unit of measure = m or s).
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These will operate as follows. Consider the word arabo
‘land’ once again, relative to the constraints in Tableau
8:
Tableau 8
Since degenerate feet do coexist with a word minimality constraint in
Paumari, we must conclude that previous hypotheses on the correlation between
minimal foot and word size are incorrect. On the other hand, we can still
maintain the weak correlation between the two given in (57), already established
above:
(57) Word Minimality and Foot Maximality: The minimal word
is no smaller than a well-formed foot.
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This hypothesis bears further investigation, but it seems right. It
certainly seems clearly superior to the alternative, and widespread, view in
(58), in light of the Paumari facts:
(58) Word Minimality and Foot Binarity: The minimal word is
no smaller than the smallest (i.e. binary) foot.
With the conclusion of this discussion of constraints on foot shape, we
turn to consider constraints on prosodic words. That is, as stated from the
outset...
5. Conclusion
From the analysis of Paumari presented above, we have drawn
the following, I believe significant, conclusions for phonological theory.
First, we have seen that the Iambic/Trochaic Law does not hold universally and,
therefore, can at most be interpreted as a violable constraint in prosodic
theory. Abandoning this law, however, severely impacts research represented by
van de Vijver (1998), Kager (1989, 1993), and Eisner (1997) which assume that it
is universal and propose a series of innovations to Optimality Theory to account
for this universality. Since the purported universality of this law has been
shown to be spurious (which is what it means to say that it is violable, barring
any other evidence for it) the results of such research programs must be largely
abandoned. A second major result of this research is the finding that the
interesting phonetic and perceptual bases for the Iambic/Trochaic Law noticed by
Hayes (1995) underdetermine the shape of feet cross-linguistically. That is,
foot structure, like other areas of phonology, is underdetermined by phonetics.
This is not entirely surprising, but it does demonstrate a domain about which
many had though otherwise. From these results, we also reached the following,
ancillary conclusions: (i) The minimal word size of a given language is linked
to the shape of well-formed feet, not merely minimal feet as has been believed
by most phonologists until now; (ii) The distribution of degenerate feet is
restricted by the relative ranking of FtMin, FtMax, and Parsem/s, and not by
Hayes’s (1995) proposals on weak vs. strong positions; (iii) Paumari
provides additional evidence that the so-called FtBin constraint must be
decomposed into the constraints FtMin and FtMax; (iv) There is an urgent need
for more fieldwork (see Everett (2001)), shown here by the number of theoretical
proposals in need of modication or abandonment as the result of the study of a
single heretofore unstudied language.
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[1]I would like to thank
Zoe Butterfint for help with the phonetic analysis of many of the examples in
this paper. Although the spectrograms were not ultimately included here, her
help in preparing them and discussing them with me was extremely useful in
preparing this study. Thanks to many Paumari people who gave generously of their
time to help me learn about their stress system. Thanks also to Donna Popky who
helped with data-collection. I especially want to thank Shirley Chapman for
discussing the examples and analysis here in considerable detail. Although she
has not yet agreed with this analysis, without her pioneering work among the
Paumari, the research here would not have been possible.
[2] The starred examples
in (6) are intended to show that iambic feet are oriented towards the right,
rather than the left. Even-numbered words, when viewed alongside the
odd-numbered words, render an alternative analysis in terms of trochees opaque
at best.
[3] Moreover, the entire
claim of lengthening as a universal of iambic systems is rationalistic, not
empirical. It is not empirical because there are far too few phonetic
studies of prosodic systems to hazard any such guesses as to what is likely to
be universally true of this or that stress system. Much, much more phonetic work
is needed. I believe that more fieldwork will turn up many counterexamples to
(13), in all of its aspects. |